Arnold Alexander Allgood
Professional Summary
Arnold Alexander Allgood, who also goes by Alex Allgood, is a registered financial advisor currently at PEAKSTONE SECURITIES, LLC located in Dallas, Texas. Arnold is registered as a RR (Registered Representative) and started their career in finance in 1995. Arnold has worked at 4 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Alex Allgood
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
31 years in the financial services industry
Current & Past Employments
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Current Firm
PEAKSTONE SECURITIES, LLC
Contact Information
Main Address
550 West Van Buren Street Suite 1460, Chicago, IL 60607Mailing Address
550 West Van Buren Street Suite 1460, Chicago, IL 60607Phone Number
(312) 346-7318Established
Illinois since 02/17/2011Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (16 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(7/19/2018)
(11/7/2018)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79 — Investment Banking Registered Representative Examination
Passed Jul 2018About the Series 79 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Arnold Alexander Allgood's CRS (Customer Relationship Summary).
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