WS
William O. Stone
WAVERLY ADVISORS
RIDGELAND, MS 39157
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CRD#: 2647149
WS
Professional summary
William Orlando Stone JR, who also goes by Bill Stone, William O Stone, is a registered financial advisor currently at WAVERLY ADVISORS, LLC located in Ridgeland, Mississippi.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. William has worked at 8 firms and has passed the Series 66, Series 63, Series 99TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bill Stone | William O Stone
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) EFP ADVISORS DBA W.O STONE ADVISORS. INVESTMENT RELATED. RIA. 1501 LAKELAND DRIVE, SUITE 250, JACKSON, MS 39216. INVESTMENT ADVISOR REPRESENTATIVE. 01/2014. 120 HRS/MO. INVESTMENT ADVISOR SERVICES AND FINANCIAL PLANNING. 2) FIXED INSURANCE BUSINESS; INVESTMENT RELATED; 1501 LAKELAND DRIVE, SUITE 250, JACKSON, MS 39216; REPRESENTATIVE; 10/12/2010; NO SET NUMBER OF HOURS, SERVICES PROVIDED AS A PART OF OVERALL PRACTIVE; 0 HOURS DURING SECURITIES HOURS; PROVIDE INSURANCE ADVICE AND PRODUCT TO CURRENT FINANCIAL PLANNING CLIENTS. 3) PKS Financial Services. Investment Related. 80 State St, Albany, NY 12207. Fixed Insurance. Agent. 10/2016. 5 Hrs/Mo; All During Trading Hours. Offer Fixed Insurance Solutions to Clients. 4)PRESBYTERIAN CHURCH IN AMERICA FOUNDATION; INVESTMENT RELATED; 1700 NORTH BROWN ROAD STE 103 LAWRENCEVILLE, GA 30043; BOARD MEMBER; 03/2018; 4 HOURS/MONTH; 0 HOURS/MONTH; ATTEND TWO BOARD MEETINGS PER YEAR, THE FOUNDATION ACTS AS A FUNDING CONDUIT FOR THE OPERATION OF VARIOUS AGENCIES, ACTIVITIES AND MISSIONARIES OF THE DENOMINATION
CRS (Client Relationship Summary) - RIA
Click below to view William Orlando Stone JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 2, 2024 - Present
WAVERLY ADVISORS, LLC
Office #1: 800 Woodlands Pkwy #208, Ridgeland, MS 39157RIA
CRD#: 115332
RIDGELAND, MS
Past
January 10, 2014 - May 7, 2024
EFP ADVISORS
RIA
CRD#: 161249
JACKSON, MS
Past
January 5, 2010 - April 1, 2014
CS PLANNING CORP
RIA
CRD#: 149937
PORTLAND, OR
Past
April 27, 2009 - May 3, 2024
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
JACKSON, MS
Past
March 31, 2009 - December 23, 2009
CS PLANNING CORP
RIA
CRD#: 149937
PORTLAND, OR
Past
June 8, 2006 - March 17, 2009
STANFORD GROUP COMPANY
RIA
CRD#: 39285
JACKSON, MS
Past
June 8, 2006 - March 17, 2009
STANFORD GROUP COMPANY
BD
CRD#: 39285
JACKSON, MS
Past
April 19, 1999 - June 27, 2006
EFP WEALTH MANAGEMENT
RIA
CRD#: 111783
JACKSON , MS
Past
May 12, 1997 - July 7, 2006
FSC SECURITIES CORPORATION
BD
CRD#: 7461
JACKSON, MS
Past
October 4, 1995 - May 5, 1997
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
WALTHAM, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WA
WAVERLY ADVISORS, LLC
401K COMPLETE | WAVERLY ADVISORS, LLC | WARREN, AVERETT, KIMBROUGH AND MARINO WEALTH MANAGEMENT, LLC | WARREN AVERETT WILSON PRICE WEALTH MANAGEMENT | WARREN AVERETT WEALTH MANAGEMENT | WARREN AVERETT O'SULLIVAN CREEL WEALTH MANAGEMENT | WARREN AVERETT KIMBROUGH & MARINO WEALTH MANAGEMENT | WARREN AVERETT INSTITUTIONAL CONSULTING | WARREN AVERETT FAMILY OFFICE | WARREN AVERETT ASSET MANAGEMENT, LLC | WAKM FINANCIAL ADVISORS, LLC | WA ASSET MANAGEMENT, LLC | MCSHANE PARTNERS
CRD#: 115332 / SEC#: 801-60741
RIA
Registered Investment Advisory firm - (11/30/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Mississippi(4/5/2024)
IAR
Texas(4/2/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Current Firm
WA
WAVERLY ADVISORS, LLC
401K COMPLETE | WAVERLY ADVISORS, LLC | WARREN, AVERETT, KIMBROUGH AND MARINO WEALTH MANAGEMENT, LLC | WARREN AVERETT WILSON PRICE WEALTH MANAGEMENT | WARREN AVERETT WEALTH MANAGEMENT | WARREN AVERETT O'SULLIVAN CREEL WEALTH MANAGEMENT | WARREN AVERETT KIMBROUGH & MARINO WEALTH MANAGEMENT | WARREN AVERETT INSTITUTIONAL CONSULTING | WARREN AVERETT FAMILY OFFICE | WARREN AVERETT ASSET MANAGEMENT, LLC | WAKM FINANCIAL ADVISORS, LLC | WA ASSET MANAGEMENT, LLC | MCSHANE PARTNERS
CRD#: 115332 / SEC#: 801-60741
RIA
Registered Investment Advisory firm - (11/30/2001 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
600 University Park Place Suite 501, Birmingham, AL 35209
Mailing Address
Phone number
(205) 871-3334
Established
Firm type
Fiscal year end
# of Employees
371
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 34,313 |
| AUM (Assets Under Management) | $ 28,263,743,199 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/27/2025 | ||
| 02/16/2024 | ||
| 06/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WAVERLY ADVISORS, LLC
CRD#: 115332Ridgeland, MS 39157TRUST BUT VERIFY
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