CP
Chin Po
CETERA INVESTMENT ADVISERS LLC
PLANO, TX 75075
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CRD#: 2646769
CP
Professional summary
Chin Po is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Plano, Texas and CETERA WEALTH SERVICES, LLC located in Arlington, Texas.
Chin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Chin has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Fiduciary Appointment-Trustee 1170 Corporate Dr. W, STE 204 Arlington, TX~76006 12/14/2012 1hrs Pay property tax and insurance 2) Commercial Rental Property 1170 Corporate Drive W, #205, #204, #203, #106 Arlington, TX 76006 Rental Property Owner/Management Owner/Sole Proprietor 11/1/1992 0hrs Rental property. No duties relating to this business. Self rent for own practice. 3) Eclat 1615 Dorchester, #106 Plano, TX76006 Other Director/Officer 1/1/2013 2hrs 0hrs Raising fund for education non-profit organization. 4) Lam, Po & Xu CPA's 1170 Corporate Drive W., Suite 204 Arlington, TX76006 Tax Preparation/Accounting, Tax Preparation/Accounting 6/1/1989 80hrs CPA, Accounting, Tax (business/individual) 5) Residential rental property 102 Burgess~'NIR'~102 Burgess~Irvine~CA~92618~Rental Property~Owner~8/15/2012~0hrs~0hrs~None 6) Tontin LP~'NIR'~1170 Corporate Dr. W, STE 204~Arlington~TX~76006~Rental Property Owner/Management Partner/General Partner~1/1/2007~1hrs~1hrs~Approval of tenant 7) Independence 190 LLC~'NIR'~450 Independence Parkway~Plano~TX~75075~Rental Property~Owner~10/8/2018~0hrs~0hrs~No major activities spent on the entity. 8) Residential rental property -125 Acamar~'NIR'~125 Acamar~Irvine~CA~92618~Rental Property~Owner~10/1/2018~0hrs~0hrs~none|Paxel Consulting LLC~'IR'~1170 Corporate Dr. W Suite 204~Arlington~TX~76006~Other~Owner~2/1/2020~160hrs~0hrs~Management & marketing on accounting services, tax preparation and business consultation| 9) PAXEL FINANCIAL CONSULTING LLC POSITION: Partner NATURE: Accounting Services/Tax Preparation & Financial Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 02/01/2020 ADDRESS: 1170 Corporate Dr Ste 204, Arlington TX 76006, United States DESCRIPTION: Management & marketing on accounting services, tax preparation and business consultation. management & marketing on individual and corporate financial planning. 10) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 6/1999; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 2; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS;
CRS (Client Relationship Summary) - RIA
Click below to view Chin Po's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 450 Independence Pkwy Suite #100, Plano, TX 75075RIA
CRD#: 105644
PLANO, TX
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1170 Corporate Dr W. Suite 204, Arlington, TX 76006Office #2: 450 Independence Pkwy Suite #100, Plano, TX 75075BD
CRD#: 13572
ARLINGTON, TX
Past
January 10, 2005 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
PLANO, TX
Past
January 3, 1996 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
ARLINGTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/5/2025)
RR
Arizona(9/5/2025)
RR
California(9/5/2025)
RR
Colorado(9/5/2025)
RR
Florida(9/5/2025)
RR
Georgia(9/5/2025)
RR
Illinois(9/5/2025)
RR
Iowa(9/5/2025)
RR
Kansas(9/5/2025)
RR
Maryland(9/5/2025)
RR
Massachusetts(9/5/2025)
RR
Michigan(9/5/2025)
RR
Mississippi(9/5/2025)
RR
Missouri(9/5/2025)
RR
Nebraska(9/5/2025)
RR
Nevada(9/5/2025)
RR
New Jersey(9/5/2025)
RR
New Mexico(9/5/2025)
RR
New York(9/5/2025)
RR
North Carolina(9/5/2025)
RR
Ohio(9/5/2025)
RR
Oklahoma(9/5/2025)
RR
Oregon(9/5/2025)
RR
Rhode Island(9/22/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
RR
Utah(9/5/2025)
RR
Virginia(9/5/2025)
RR
Washington(9/5/2025)
RR
Wisconsin(9/18/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Plano, TX 75075TRUST BUT VERIFY
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