Keith M. Zeto

ULTIMUS FUND DISTRIBUTORS

Cincinnati, OH 45246

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CRD#: 2646446

Professional summary

Keith Michael Zeto, who also goes by Keith M Zeto, is a registered financial professional currently at ULTIMUS FUND DISTRIBUTORS, LLC located in Cincinnati, Ohio.

Keith is registered as a RR (Registered Representative) and started their career in finance in 1997. Keith has worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Keith M Zeto

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Keith Michael Zeto's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 16, 2025 - Present

ULTIMUS FUND DISTRIBUTORS, LLC

Office #1: 225 Pictoria Drive Suite 450, Cincinnati, OH 45246

CRD#: 104177

Cincinnati, OH

Past

January 2, 2014 - August 29, 2025

ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC.

CRD#: 144464

DENVER, CO

Past

July 1, 2011 - December 31, 2013

ALPS DISTRIBUTORS, INC.

CRD#: 16853

DENVER, CO

Past

April 14, 2004 - June 15, 2011

TRANSAMERICA CAPITAL, LLC

CRD#: 8217

DENVER, CO

Past

October 3, 2000 - April 16, 2004

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PHILADELPHIA, PA

Past

September 30, 1999 - September 7, 2000

ALLIANZ LIFE FINANCIAL SERVICES, LLC

CRD#: 612

MINNEAPOLIS, MN

Past

November 20, 1998 - September 20, 1999

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

August 12, 1998 - December 2, 1998

JOHN G. KINNARD AND COMPANY, INCORPORATED

CRD#: 466

MINNEAPOLIS, MN

Past

December 2, 1997 - July 7, 1998

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(9/16/2025)

Minnesota
(9/16/2025)

Ohio
(9/16/2025)

Exams

State Security Law Exam

Series 63

Date: 12/3/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/1/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 26

Date: 11/17/2006

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

ULTIMUS FUND DISTRIBUTORS, LLC

CRD#: 104177 / SEC#: , 8-52643

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

225 Pictoria Drive Suite 450, Cincinnati, OH 45246

Mailing Address

225 Pictoria Drive Suite 450, Cincinnati, OH 45246

Phone number

(513) 587-3400

Established

Ohio since 05/31/2000

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
ULTIMUS FUND SOLUTIONS, LLC	OWNER
EVANS, GREGORY ASHTON	FINANCIAL OPERATIONS PRINCIPAL	4850219
GUERETTE, KEVIN MICHAEL	PRESIDENT	2960114
PRESTON, STEPHEN LYNN	CHIEF COMPLIANCE OFFICER/AML OFFICER	2217795

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Keith M. Zeto

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Keith Michael Zeto's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC.

ALPS DISTRIBUTORS, INC.

TRANSAMERICA CAPITAL, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

ALLIANZ LIFE FINANCIAL SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

JOHN G. KINNARD AND COMPANY, INCORPORATED

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 63

Date: 12/3/1997

SIE

Date: 10/1/2018

Series 7

Date: 12/1/1997

Series 26

Date: 11/17/2006

FINRA

Current Firm

ULTIMUS FUND DISTRIBUTORS, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

ULTIMUS FUND DISTRIBUTORS, LLC

TRUST BUT VERIFY

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