Ira J. Cohen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ira Jay Cohen, who also goes by Ira Jay Cohen O. D., Ira Cohen, was a registered financial professional .
Ira is a previously registered financial professional and started their career in finance in 1995. Ira had worked at 13 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 30, 2014 - September 7, 2017
INVESTACORP, INC.
October 19, 2011 - October 3, 2012
STONEX SECURITIES INC.
May 27, 2008 - December 1, 2009
R.M. STARK & CO., INC.
May 26, 2006 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
May 26, 2006 - March 24, 2008
MSI FINANCIAL SERVICES, INC.
January 9, 2003 - October 31, 2005
1ST DISCOUNT BROKERAGE, INC.
January 3, 2002 - January 3, 2003
CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.
May 3, 2001 - December 31, 2001
USALLIANZ SECURITIES, INC.
November 1, 1999 - May 25, 2001
JOSEPHTHAL & CO., INC.
March 8, 1996 - November 15, 1999
SSI SECURITIES CORP.
December 12, 1995 - March 11, 1996
PREFERRED SECURITIES GROUP, INC.
December 4, 1995 - January 5, 1996
J. B. HANAUER & CO.
August 18, 1995 - November 21, 1995
WOODBURY FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INVESTACORP, INC.
CRD#: 7684 / SEC#: , 8-22598
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ADVISOR GROUP HOLDINGS, INC. | SHAREHOLDER | |
| ARNEAUD, MARCUS ANTHONY | CHIEF COMPLIANCE OFFICER | 2858859 |
| BLANCATO, PHILIP SALVATORE | DIRECTOR | 2122221 |
| CHANDER, RANA | EXECUTIVE VICE PRESIDENT, CIO | 4853245 |
| DUDAS, STEPHEN STANLEY | CFO | 4820047 |
| FARRELL, PATRICK CHRISTOPHER | DIRECTOR,PRESIDENT, CEO | 1454441 |
| GIOVANNIELLO, JOSEPH JR | DIRECTOR, ASSISTANT SECRETARY | 3086071 |
| MCKENNA, NINA | SECRETARY | 6302448 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EXECUTIVE VICE PRESIDENT, DIRECTOR | 2627931 |
| TARENTINO, MELISSA | GENERAL COUNSEL | 4470836 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 3 |
| Bond | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
