Timothy J. Reinwald
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Jon Reinwald, who also goes by Tim Reinwald, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1995. Timothy had worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 20, 2015 - July 8, 2016
CAPITAL ANALYSTS
April 18, 2008 - July 8, 2016
LINCOLN INVESTMENT
March 31, 2008 - July 8, 2016
LINCOLN INVESTMENT
January 10, 2008 - March 31, 2008
AFS INVESTMENT ADVISORS, INC.
September 2, 2004 - December 31, 2007
AFS BROKERAGE, INC.
April 12, 2002 - March 28, 2008
AFS BROKERAGE, INC.
April 5, 2002 - April 15, 2002
1717 CAPITAL MANAGEMENT COMPANY
August 21, 1998 - April 9, 2002
COMMONWEALTH FINANCIAL NETWORK
August 26, 1996 - September 5, 1996
IFMG SECURITIES, INC.
December 8, 1995 - August 14, 1996
H.J. MEYERS & CO., INC.
Primary Firm SEC Registration
CAPITAL ANALYSTS
CRD#: 162200 / SEC#: 801-74614
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAPITAL ANALYSTS
CRD#: 162200 / SEC#: 801-74614
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,578 |
| AUM (Assets Under Management) | $ 8,713,202,466 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/22/2025 | ||
| 08/28/2024 | ||
| 09/27/2023 | ||
| 03/29/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
