Wilfred W. Henderson

LEGACY WEALTH MANAGEMENT | Account Vice President

Ridgeland, MS 39157

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CRD#: 2646260

Professional summary

Wilfred W Henderson III, who also goes by Wes Henderson, Wilfred W Henderson, Wilfred Wesley Henderson III, Wilfred Wesley Henderson, is a registered financial advisor currently at LEGACY WEALTH MANAGEMENT, LLC located in Ridgeland, Mississippi.

Wilfred is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Wilfred has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 52 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Wes Henderson | Wilfred W Henderson | Wilfred Wesley Henderson Iii | Wilfred Wesley Henderson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Wellington Management Company, LLC / 345 St. Ives Dr Madison,MS 39110 / Partnership/n entity that was established to collect the administration fees paid to Mr. Henderson for monitoring the activity of his family trust. Start Date 4/1/00 /

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wilfred W Henderson III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Education

International Finance & Economics

1992 - 1996

Experience

Current

August 13, 2024 - Present

LEGACY WEALTH MANAGEMENT, LLC

Office #1: 300 Concourse Blvd, Suite 102, Ridgeland, MS 39157

RIA

CRD#: 304659

Ridgeland, MS

Past

October 15, 2007 - August 20, 2024

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

Jackson, MS

Past

October 15, 2007 - August 20, 2024

UBS FINANCIAL SERVICES INC.

CRD#: 8174

Jackson, MS

Past

November 6, 2003 - June 18, 2007

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

RIDGELAND, MS

Past

November 6, 2003 - June 18, 2007

CHARLES SCHWAB & CO., INC.

CRD#: 5393

RIDGELAND, MS

Past

January 4, 2002 - May 30, 2003

SYNDICATED CAPITAL, INC.

CRD#: 29037

DIAMOND BAR, CA

Past

February 1, 2000 - December 10, 2003

LOGAN PARTNERS INCORPORATED

RIA

CRD#: 113281

MADISON, MS

Past

July 20, 1999 - January 10, 2000

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

September 27, 1995 - July 30, 1997

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

DETROIT, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LEGACY WEALTH MANAGEMENT, LLC

CRD#: 304659 / SEC#: 801-117015

RIA

Registered Investment Advisory firm - (7/26/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(8/27/2024)

IAR

Mississippi
(8/13/2024)

IAR

Texas
(8/13/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/4/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/10/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/16/1996

General Securities Representative Examination

General Industry/Product Exam

Series 52

Date: 9/22/1995

Municipal Securities Representative Examination

Current Firm

LEGACY WEALTH MANAGEMENT, LLC

CRD#: 304659 / SEC#: 801-117015

RIA

Registered Investment Advisory firm - (7/26/2019 Approved)

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Contact information

Main Address

300 Concourse Blvd, Suite 102, Ridgeland, MS 39157

Mailing Address

Phone number

(601) 499-1970

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LEGACY WEALTH MANAGEMENT, LLC - FORM ADV, PART 2A (2/27/2025)

Regulatory assets under management

Total Number of Accounts	192
AUM (Assets Under Management)	$ 421,093,989

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Wilfred W. Henderson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wilfred W Henderson III's CRS (Customer Relationship Summary).

Certified licenses

Education

Experience

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

SYNDICATED CAPITAL, INC.

LOGAN PARTNERS INCORPORATED

RAYMOND JAMES FINANCIAL SERVICES, INC.

AMERIPRISE ADVISOR SERVICES, INC.

Primary Firm SEC Registration

LEGACY WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/4/2007

Series 63

Date: 10/10/1995

SIE

Date: 10/1/2018

Series 7

Date: 4/16/1996

Series 52

Date: 9/22/1995

Current Firm

LEGACY WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LEGACY WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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