Jason Gonzalez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Gonzalez was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 1995. Jason had worked at 2 firms and has passed the Series 63, Series 7, Series 52, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 22, 1997 - August 30, 1999
WILLIAM R. HOUGH & CO.
August 29, 1995 - July 17, 1997
AMERIPRISE ADVISOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WILLIAM R. HOUGH & CO.
CRD#: 2235 / SEC#: , 8-29512
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HOUGH, WILLIAM ROBB | HONORARY | 250845 |
| FEINBERG, HELEN HOUGH | SVP/DIRECTOR | 1329829 |
| HOUGH, WILLIAM ROBB JR | PRESIDENT/CHAIRMAN OF THE BOARD | 1452773 |
| WAECHTER, JOHN WILLIAM | EVP, DIRECTOR, TREASURER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | 845149 |
| BERTOLINO, BONNIE GERMAIN | VP, CHIEF LEGAL OFFICER & SECRETARY | 2256161 |
| CARLSON, LOREN DALE | DIRECTOR/SENIOR VICE PRESIDENT | 732744 |
| JOHNSTON, SCOTT GEORGE | DIRECTOR | 869308 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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