David M. Lebedoff
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Miller Lebedoff was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1996. David had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 20, 2005 - February 25, 2016
MOUNT YALE SECURITIES, LLC
December 11, 2000 - September 10, 2004
RBC CAPITAL MARKETS, LLC
September 30, 1997 - December 8, 2000
COLLIERS SECURITIES LLC
May 2, 1997 - September 30, 1997
DOUGHERTY DAWKINS LLC
February 21, 1996 - May 13, 1997
VOYAGEUR INVESTMENTS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
MOUNT YALE SECURITIES, LLC
CRD#: 126870 / SEC#: , 8-65921
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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