Rodney J. Che
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rodney Jonathan Che was a registered financial professional .
Rodney is a previously registered financial professional and started their career in finance in 1995. Rodney had worked at 7 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 6, 2002 - February 25, 2014
UNITED FINANCIAL GROUP, LTD
June 25, 2001 - March 20, 2002
TECH-TRADE CAPITAL LLC
January 19, 2000 - October 24, 2000
NATIONAL SECURITIES CORPORATION
February 25, 1999 - February 16, 2000
PROFESSIONAL CONCEPTS & PLANNING, INC.
August 14, 1998 - February 22, 1999
NATIONAL FINANCIAL SERVICES LLC
January 14, 1998 - August 3, 1998
CITICORP INVESTMENT SERVICES
August 14, 1995 - January 30, 1998
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 12/15/1998
Limited Representative-Equity Trader ExamCurrent Firm
UNITED FINANCIAL GROUP, LTD
CRD#: 43250 / SEC#: , 8-50190
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
