Stephen A. Comeau
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Andrew Comeau MR., who also goes by Stephen Andrew Comeau, was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1995. Stephen had worked at 12 firms and has passed the Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 3, 2005 - June 8, 2005
ITRADEDIRECT.COM CORP
September 29, 2004 - March 22, 2005
WESTPARK CAPITAL, INC.
April 5, 2004 - July 14, 2004
KOVACK SECURITIES INC.
March 25, 2003 - June 27, 2003
THE CAMELOT GROUP, INC.
March 11, 2003 - April 2, 2003
LH ROSS & COMPANY, INC.
May 27, 2002 - July 23, 2002
S.G. MARTIN SECURITIES LLC
March 1, 2002 - January 27, 2003
PLATINUM INVESTMENT CORP.
July 16, 2001 - November 19, 2001
VALLEY FORGE SECURITIES, INC .
January 29, 2001 - August 10, 2001
SALOMON GREY FINANCIAL CORPORATION
September 1, 1997 - January 10, 2001
TARPON SCURRY INVESTMENTS, INC.
May 1, 1997 - June 12, 1997
TARPON SCURRY INVESTMENTS, INC.
February 5, 1997 - October 20, 1997
DUNWOODY BROKERAGE SERVICES, INC.
August 23, 1995 - November 30, 1995
A.S. GOLDMEN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 5/28/1999
Limited Representative-Equity Trader ExamCurrent Firm
ITRADEDIRECT.COM CORP
CRD#: 18281 / SEC#: , 8-36398
Contact information
Documents
Disclosures
| Regulatory Event | 13 |
| Arbitration | 3 |
Red Flags
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