John A. Jesonowski

OSAIC WEALTH

West Seneca, NY 14224

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CRD#: 2645904

Professional summary

John Allen Jesonowski is a registered financial advisor currently at OSAIC WEALTH, INC. located in West Seneca, New York.

John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. John has worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) BISYS, INVESTMENT RELATED, 585 STEWARD AVE, SUITE LL-36 GARDEN CITY, NY 11530. STATUTORY AGENT, SINCE 2005, 10 HRS/MTH, .5 HRS/DST. INSURANCE - SELL LIFE INSURANCE AND FIXED ANNUITIES. 2) ROYAL FINANCIAL GROUP, LLC., INVESTMENT RELATED, 1780 UNION ROAD, WEST SENECA, NY 14224. PARTNER, SINCE 2000, 5 HRS/MTH, 5 HRS/DST. INSURANCE - I OFFER LIFE INSURANCE AND FIXED ANNUITIES TO MY CLIENTS. 3) ROYAL ALLIANCE ASSOCIATES, INC., INVESTMENT RELATED, 1780 UNION ROAD, SUITE 2, WEST SENECA, NY 14224. REGISTERED INVESTMENT ADVISOR, SINCE 1/1/2008, 50 HRS/MTH, 50 HRS/DST. CORPORATE REGISTERED INVESTMENT ADVISOR - MANAGE PORTFOLIOS FOR CLIENTS, ASSET MONITORING AND ACTIVE MANAGEMENT. 4) ROYAL FINANCIAL GROUP, INVESTMENT RELATED, 1780 UNION ROAD, SUITE 2, WEST SENECA, NY 14224. PARTNER, SINCE 3/1/2000, 160 HRS/MTH, 160 HRS/DST. ROYAL FINANCIAL GROUP IS OUR DBA FOR OUR OSJ WITH ROYAL ALLIANCE ASSOCIATES, INC. 5) JOHN JESONOWSKI POSITION: Self NATURE: Self INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2000 ADDRESS: 950 A Union Rdf, Ste 120, West Seneca NY 14224, United States DESCRIPTION: I offer life insurance and fixed annuities to my clients Through a number of fixed carriers.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Allen Jesonowski's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view John Allen Jesonowski's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 1, 2021 - Present

OSAIC WEALTH, INC.

Office #1: 950-a Union Road Suite 120, West Seneca, NY 14224

RIA

CRD#: 23131

West Seneca, NY

Current

March 1, 2007 - Present

OSAIC WEALTH, INC.

Office #1: 950-a Union Road Suite 120, West Seneca, NY 14224

RIA

CRD#: 23131

West Seneca, NY

Past

March 10, 2003 - March 1, 2007

UNITED SECURITIES ALLIANCE, INC.

CRD#: 36487

DEPEW, NY

Past

March 29, 2000 - March 11, 2003

LEIGH BALDWIN & CO., LLC

CRD#: 38751

CAZENOVIA, NY

Past

January 22, 1999 - January 5, 2000

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

January 22, 1999 - April 11, 2000

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Past

May 5, 1998 - October 1, 1998

SAPERSTON ASSET MANAGEMENT, INC.

CRD#: 44379

HAMBURG, NY

Past

October 2, 1997 - May 5, 1998

LASALLE ST SECURITIES, L.L.C.

CRD#: 7191

ELMHURST, IL

Past

January 29, 1996 - October 16, 1997

SAPERSTON FINANCIAL INC.

CRD#: 27863

BUFFALO, NY

Past

November 7, 1995 - January 30, 1996

FIRST NATIONAL EQUITY, CORP.

CRD#: 36094

PT. PLEASANT BEACH, NJ

Past

October 2, 1995 - October 4, 1995

NATIONWIDE SECURITIES CORPORATION

CRD#: 29720

VALRICO, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(3/8/2007)

New York
(3/1/2007)

IAR

New York
(6/1/2021)

Ohio
(5/1/2015)

Virginia
(9/1/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/30/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/10/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/30/1995

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Mailing Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Phone number

(800) 821-5100

Established

Delaware since 08/05/1988

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

8,717

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

OSAIC WEALTH, INC ADV PART 2A (10/20/2025)

SIGNATOR MANAGED ACCOUNT PLATFORM (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
OSAIC, INC.	SHAREHOLDER
CORNICK, GREGORY ALLEN	CEO, PRESIDENT, DIRECTOR	3132991
FORD, ERINN JUNE	DIRECTOR	2176816
MIHAL, SHAWN MICHAEL	SVP, CHIEF COMPLIANCE OFFICER	3262384
MITCHELL, CHRISTOPHER MILLS	CORPORATE TREASURER, FINANCIAL PRINCIPAL	2420144
PRICE, JAMES DALE	CHAIRMAN	1243224
SCHLUETER, MATTHEW ADAM	EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR	2627931

Regulatory assets under management

Total Number of Accounts	797,559
AUM (Assets Under Management)	$ 200,266,275,275

Disclosures

Regulatory Event	50
Arbitration	31
Bond	7

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/14/2025	Cover Page	Report
12/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John A. Jesonowski

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Allen Jesonowski's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view John Allen Jesonowski's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

UNITED SECURITIES ALLIANCE, INC.

LEIGH BALDWIN & CO., LLC

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

SAPERSTON ASSET MANAGEMENT, INC.

LASALLE ST SECURITIES, L.L.C.

SAPERSTON FINANCIAL INC.

FIRST NATIONAL EQUITY, CORP.

NATIONWIDE SECURITIES CORPORATION

Primary Firm SEC Registration

OSAIC WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/30/1999

Series 63

Date: 11/10/1995

SIE

Date: 10/1/2018

Series 7

Date: 9/30/1995

FINRA

Current Firm

OSAIC WEALTH, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

OSAIC WEALTH, INC.

TRUST BUT VERIFY

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