Tracey G. Hurst
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tracey Gess Hurst, who also goes by Tracey Allison Gess, Tracey Allison Gess-barnette, Tracey A Gess, Tracey Hurst, Tracey Allison Sementino, Tracey Allison Sementino, was a registered financial professional .
Tracey is a previously registered financial professional and started their career in finance in 1995. Tracey had worked at 6 firms and has passed the Series 63, Series 65, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 7, 2025 - September 29, 2025
ALLSTATE FINANCIAL ADVISORS, LLC
January 17, 2025 - September 29, 2025
ALLSTATE FINANCIAL SERVICES, LLC
November 11, 2021 - December 13, 2023
ALLSTATE FINANCIAL SERVICES, LLC
May 1, 2018 - December 13, 2023
ALLSTATE FINANCIAL ADVISORS, LLC
April 12, 2018 - October 28, 2021
EVERLAKE DISTRIBUTORS, LLC
September 26, 2016 - April 17, 2018
ALLSTATE FINANCIAL ADVISORS, LLC
June 14, 2016 - April 17, 2018
ALLSTATE FINANCIAL SERVICES, LLC
June 15, 2015 - January 13, 2016
OSAIC SERVICES, INC.
June 12, 2015 - January 13, 2016
OSAIC SERVICES, INC.
September 5, 2014 - May 26, 2015
PRUCO SECURITIES, LLC.
February 12, 2013 - May 26, 2015
PRUCO SECURITIES, LLC.
November 27, 1995 - February 12, 2013
HORACE MANN INVESTORS, INC.
Primary Firm SEC Registration
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
Contact information
SEC notice filing (49 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 280 |
| AUM (Assets Under Management) | $ 82,015,793 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
