Greg S. Dodge

DODGE WEALTH MANAGEMENT

Foxboro, MA 02035

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CRD#: 2645389

Professional summary

Greg Stephen Dodge is a registered financial advisor currently at DODGE WEALTH MANAGEMENT located in Foxboro, Massachusetts.

Greg is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Greg has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) 05/10/2011: No Business Name - Seminar - INV REL - At Reported Business Location(s) - 1% Time Spent - instructor for a complianced approved educational retirement seminar conducted at the branch (2) 05/27/2014: Dodge Wealth Management - DBA for LPL Business (entity for LPL business) - INV REL - At Reported Business Location(s) (3) 07/31/2014: Dodge Wealth Management - Registered Investment Advisor DBA - DBA: (Hybrid) Dodge Wealth Management - INV REL - At Reported Business Location(s) - 85% Time Spent - I provide investment advisory services through Dodge Wealth Management, an independent investment advisor firm. I started this business activity in July, 2014. I expect to spend approximately 85% of my time on this activity. Please see the advisory firm�s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Greg Stephen Dodge's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 16, 2014 - Present

DODGE WEALTH MANAGEMENT

Office #1: 16 Chestnut St Suite 121, Foxboro, MA 02035

RIA

CRD#: 170892

Foxboro, MA

Past

March 1, 2010 - October 29, 2015

LPL FINANCIAL LLC

RIA

CRD#: 6413

FOXBORO, MA

Past

March 1, 2010 - November 9, 2021

LPL FINANCIAL LLC

CRD#: 6413

FOXBORO, MA

Past

July 10, 2007 - February 16, 2010

EDWARD JONES

RIA

CRD#: 250

WALPOLE, MA

Past

September 7, 1995 - February 16, 2010

EDWARD JONES

CRD#: 250

WALPOLE, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(7/16/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/7/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/8/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/6/1995

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/16/2010

General Securities Principal Examination

Current Firm

DODGE WEALTH MANAGEMENT

DODGE WEALTH MANAGEMENT | GREG STEPHEN DODGE | DODGE, GREG S

CRD#: 170892 / SEC#:

Massachusetts

Registered Investment Advisory firm - (7/16/2014 Approved)

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Contact information

Main Address

16 Chestnut St Suite 121, Foxboro, MA 02035

Mailing Address

Phone number

(508) 543-3500

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	116
AUM (Assets Under Management)	$ 82,228,851

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Greg S. Dodge

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Greg Stephen Dodge's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

EDWARD JONES

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 7/7/2007

Series 63

Date: 9/8/1995

SIE

Date: 10/1/2018

Series 7

Date: 9/6/1995

Series 24

Date: 6/16/2010

Current Firm

DODGE WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DODGE WEALTH MANAGEMENT

TRUST BUT VERIFY

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