Steven M. Hurwitz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Marc Hurwitz, who also goes by Steven Marc Hurwitz, Steven Hurwitz, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1995. Steven had worked at 11 firms and has passed the Series 63, Series 82TO, Series 99TO, Series 79TO, Series 52TO, Series 6TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 22, 2025 - April 9, 2025
ARBUTUS SECURITIES, LLC
March 28, 2023 - January 21, 2025
KROLL SECURITIES LLC
June 29, 2021 - August 9, 2021
CLEARFP SECURITIES, LLC
June 29, 2010 - March 18, 2020
ITAU BBA USA SECURITIES, INC.
August 13, 2008 - April 13, 2010
BLACKROCK CAPITAL MARKETS, LLC
October 4, 2006 - January 29, 2007
STATE STREET RESEARCH INVESTMENT SERVICES, INC.
March 11, 2005 - September 29, 2006
STATE STREET RESEARCH INVESTMENT SERVICES, INC.
March 18, 2004 - April 13, 2010
BLACKROCK INVESTMENTS, LLC
October 4, 1999 - March 11, 2004
CITIGROUP GLOBAL MARKETS INC.
August 27, 1997 - September 2, 1998
PUBLIC EMPLOYEES EQUITIES SERVICES COMPANY
September 13, 1995 - October 18, 1999
METROPOLITAN LIFE INSURANCE COMPANY
September 13, 1995 - October 18, 1999
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Exams
Series 82TO
Date: 1/22/2025
Limited Representative-Private Securities OfferingsSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
ARBUTUS SECURITIES, LLC
CRD#: 296912 / SEC#: , 8-70207
Contact information
Documents
Red Flags
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