Christine C. Pfeifer
Professional summary
Christine Carol Pfeifer, who also goes by Christine C Pfeifer, Krisi Pfeifer, is a registered financial professional currently at CBIZ FINANCIAL SOLUTIONS, INC. located in Cleveland, Ohio.
Christine is registered as a RR (Registered Representative) and started their career in finance in 1998. Christine has worked at 3 firms and has passed the Series 99TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christine Carol Pfeifer's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 15, 2006 - Present
CBIZ FINANCIAL SOLUTIONS, INC.
Office #1: 5959 Rockside Woods Blvd N Suite 600, Cleveland, OH 44131January 1, 2004 - August 11, 2005
CETERA ADVISORS LLC
January 1, 1998 - January 1, 2004
VESTAX SECURITIES CORPORATION
Primary Firm SEC Registration
CBIZ FINANCIAL SOLUTIONS, INC.
CRD#: 16678 / SEC#: 801-56332, 8-34205
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/15/2006)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
CBIZ FINANCIAL SOLUTIONS, INC.
CRD#: 16678 / SEC#: 801-56332, 8-34205
Contact information
SEC notice filing (26 States and Territories)
FINRA licenses (47 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 23 |
| AUM (Assets Under Management) | $ 23,881,016 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
