Robert C. Badali

MONUMENT RETIREMENT & WEALTH ADVISORY

Allen, TX 75013

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CRD#: 2645281

Professional summary

Robert Craig Badali, who also goes by Bob Badali, is a registered financial advisor currently at MONUMENT RETIREMENT & WEALTH ADVISORY, LLC located in Allen, Texas.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Robert has worked at 2 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bob Badali

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MONUMENT INSURANCE & FINANCIAL SERVICES, INC.; PRESIDENT/INSURANCE AGENT; PLANO, TX; 50% OF TIME SPENT IN THE INSURANCE PRACTICE; 2004.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Craig Badali's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 26, 2014 - Present

MONUMENT RETIREMENT & WEALTH ADVISORY, LLC

Office #1: 450 Century Parkway Suite 250, Allen, TX 75013

RIA

CRD#: 135311

Allen, TX

Past

August 14, 1997 - December 31, 1997

MUTUAL SERVICE CORPORATION

CRD#: 4806

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(6/26/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/5/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/27/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 8/2/1996

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MONUMENT RETIREMENT & WEALTH ADVISORY, LLC

CRD#: 135311 / SEC#:

Texas

Registered Investment Advisory firm - (10/19/2009 Approved)

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Contact information

Main Address

450 Century Parkway Suite 250, Allen, TX 75013

Mailing Address

Phone number

(972) 422-9145

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	30
AUM (Assets Under Management)	$ 6,727,804

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Robert C. Badali

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Craig Badali's CRS (Customer Relationship Summary).

Certified licenses

Experience

MONUMENT RETIREMENT & WEALTH ADVISORY, LLC

MUTUAL SERVICE CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 4/5/2005

Series 63

Date: 10/27/1995

Series 6

Date: 8/2/1996

Current Firm

MONUMENT RETIREMENT & WEALTH ADVISORY, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MONUMENT RETIREMENT & WEALTH ADVISORY, LLC

TRUST BUT VERIFY

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