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Ferris S J Ahn

Ferris S J Ahn

CFP®
ALPHA CAPITAL WEALTH ADVISORS
MCLEAN, VA
·CRD# 2645211·31 years experience

Professional Summary

Ferris S J Ahn, CFP®, who also goes by Ferris S. J. Ahn, Ferris Ahn, Sung Jun An, Sung J An, is a registered financial advisor currently at ALPHA CAPITAL WEALTH ADVISORS, LLC located in Mclean, Virginia. Ferris is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Ferris has worked at 13 firms and has passed the Series 65, Series 66, Series 63, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ferris S. J. Ahn, Ferris Ahn, Sung Jun An, Sung J An

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 2009

Years of Experience

31 years in the financial services industry

Current & Past Employments

ALPHA CAPITAL WEALTH ADVISORS, LLC·CRD# 328727
RIA
Mclean, VA
August 29, 2024 - Present
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
RIA
Burke, VA
December 7, 2020 - September 12, 2023
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
Burke, VA
December 7, 2020 - September 12, 2023
HSBC SECURITIES (USA) INC.·CRD# 19585
RIA
Tysons, VA
September 13, 2016 - December 7, 2020
HSBC SECURITIES (USA) INC.·CRD# 19585
BD
Tysons, VA
September 13, 2016 - December 7, 2020
USAA FINANCIAL PLANNING SERVICES·CRD# 106352
RIA
Vienna, VA
August 15, 2014 - September 22, 2016
USAA FINANCIAL ADVISORS, INC.·CRD# 129035
BD
Vienna, VA
August 15, 2014 - September 22, 2016
TRUIST INVESTMENT SERVICES, INC.·CRD# 17499
RIA
Washington, DC
April 30, 2013 - July 25, 2014
TRUIST INVESTMENT SERVICES, INC.·CRD# 17499
BD
Washington, DC
April 30, 2013 - July 25, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Annandale, VA
October 23, 2009 - October 19, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Rockville, MD
October 23, 2009 - October 19, 2011
BANC OF AMERICA INVESTMENT SERVICES, INC.·CRD# 16361
RIA
Rockville, MD
December 26, 2008 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.·CRD# 16361
BD
Rockville, MD
December 26, 2008 - October 23, 2009
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
RIA
Vienna, VA
May 29, 2007 - January 7, 2009
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
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Vienna, VA
May 29, 2007 - January 7, 2009
CITICORP INVESTMENT SERVICES·CRD# 23988
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Vienna, VA
April 12, 2006 - May 29, 2007
CITICORP INVESTMENT SERVICES·CRD# 23988
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March 21, 2006 - May 29, 2007
EQUITABLE ADVISORS, LLC·CRD# 6627
RIA
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January 16, 2006 - March 17, 2006
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BD
Falls Church, VA
January 1, 2006 - March 17, 2006
RAYMOND JAMES & ASSOCIATES, INC.·CRD# 705
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September 26, 1995 - March 6, 1997
FERRIS, BAKER WATTS, LLC·CRD# 285
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August 7, 1995 - September 26, 1995

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Current Firm

AC
ALPHA CAPITAL WEALTH ADVISORS, LLC

ALPHA CAPITAL WEALTH ADVISORS, LLC

CRD#: 328727
Texas
Registered Investment Advisory firm - Texas (8/21/2026 Conditional Restricted)
Virginia
Registered Investment Advisory firm - Virginia (8/29/2024 Approved)

Contact Information

Main Address

Mclean, VA

Mailing Address

Po Box 3642, Mclean, VA 22102

Phone Number

(571) 992-5537

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

14

AUM (Assets Under Management)

$12,839,971

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Ferris Ahn is an independent licensed insurance agent. He may spend 10% - 15% a month engaged in this activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Texas
(8/20/2026)
IAR
Virginia
(8/29/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jan 2026About the Series 65 exam

Series 66 — Uniform Combined State Law Examination

Passed Jan 2006About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1995About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 2005About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Ferris S J Ahn's CRS (Customer Relationship Summary).

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Ferris S J Ahn
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