Ferris S. Ahn

ALPHA CAPITAL WEALTH ADVISORS

MCLEAN, VA

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CRD#: 2645211

Professional summary

Ferris S J Ahn, CFP®, who also goes by Ferris S. J. Ahn, Ferris Ahn, Sung Jun An, Sung J An, is a registered financial advisor currently at ALPHA CAPITAL WEALTH ADVISORS, LLC located in Mclean, Virginia.

Ferris is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Ferris has worked at 13 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ferris S. J. Ahn | Ferris Ahn | Sung Jun An | Sung J An

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Ferris Ahn is an independent licensed insurance agent. He may spend 10% - 15% a month engaged in this activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ferris S J Ahn's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

August 29, 2024 - Present

ALPHA CAPITAL WEALTH ADVISORS, LLC

RIA

CRD#: 328727

MCLEAN, VA

Past

December 7, 2020 - September 12, 2023

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

BURKE, VA

Past

December 7, 2020 - September 12, 2023

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

BURKE, VA

Past

September 13, 2016 - December 7, 2020

HSBC SECURITIES (USA) INC.

RIA

CRD#: 19585

Tysons, VA

Past

September 13, 2016 - December 7, 2020

HSBC SECURITIES (USA) INC.

CRD#: 19585

Tysons, VA

Past

August 15, 2014 - September 22, 2016

USAA FINANCIAL PLANNING SERVICES

RIA

CRD#: 106352

VIENNA, VA

Past

August 15, 2014 - September 22, 2016

USAA FINANCIAL ADVISORS, INC.

CRD#: 129035

Vienna, VA

Past

April 30, 2013 - July 25, 2014

TRUIST INVESTMENT SERVICES, INC.

RIA

CRD#: 17499

WASHINGTON, DC

Past

April 30, 2013 - July 25, 2014

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

WASHINGTON, DC

Past

October 23, 2009 - October 19, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

ANNANDALE, VA

Past

October 23, 2009 - October 19, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

ROCKVILLE, MD

Past

December 26, 2008 - October 23, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

ROCKVILLE, MD

Past

December 26, 2008 - October 23, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

ROCKVILLE, MD

Past

May 29, 2007 - January 7, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

VIENNA, VA

Past

May 29, 2007 - January 7, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

VIENNA, VA

Past

April 12, 2006 - May 29, 2007

CITICORP INVESTMENT SERVICES

RIA

CRD#: 23988

VIENNA, VA

Past

March 21, 2006 - May 29, 2007

CITICORP INVESTMENT SERVICES

CRD#: 23988

VIENNA, VA

Past

January 16, 2006 - March 17, 2006

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

FALLS CHURCH, VA

Past

January 1, 2006 - March 17, 2006

EQUITABLE ADVISORS, LLC

CRD#: 6627

FALLS CHURCH, VA

Past

September 26, 1995 - March 6, 1997

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

ST. PETERSBURG, FL

Past

August 7, 1995 - September 26, 1995

FERRIS, BAKER WATTS, LLC

CRD#: 285

BALTIMORE, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(8/29/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/13/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/18/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/29/2005

General Securities Representative Examination

Current Firm

ALPHA CAPITAL WEALTH ADVISORS, LLC

CRD#: 328727 / SEC#:

Virginia

Registered Investment Advisory firm - (8/29/2024 Approved)

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Contact information

Main Address

Mclean, VA

Mailing Address

Po Box 3642, Mclean, VA 22102

Phone number

(703) 623-4942

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	12
AUM (Assets Under Management)	$ 7,260,849

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ferris S. Ahn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ferris S J Ahn's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

HSBC SECURITIES (USA) INC.

HSBC SECURITIES (USA) INC.

USAA FINANCIAL PLANNING SERVICES

USAA FINANCIAL ADVISORS, INC.

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

CITICORP INVESTMENT SERVICES

CITICORP INVESTMENT SERVICES

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

RAYMOND JAMES & ASSOCIATES, INC.

FERRIS, BAKER WATTS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/13/2006

Series 63

Date: 8/18/1995

SIE

Date: 10/1/2018

Series 7

Date: 12/29/2005

Current Firm

ALPHA CAPITAL WEALTH ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ALPHA CAPITAL WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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