Mark F. Healey
Professional summary
Mark Francis Healey was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Mark is a previously registered financial professional and started their career in finance in 1995. Prior to being barred, Mark had worked at 5 firms, which includes GLEN EAGLE WEALTH LLC, RAYMOND JAMES FINANCIAL SERVICES INC., CITIGROUP GLOBAL MARKETS INC., MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED, AMERIPRISE ADVISOR SERVICES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 18, 2006 - October 31, 2006
GLEN EAGLE WEALTH, LLC
February 17, 2006 - August 11, 2006
RAYMOND JAMES FINANCIAL SERVICES, INC.
February 5, 2001 - March 4, 2006
CITIGROUP GLOBAL MARKETS INC.
August 9, 1996 - February 9, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 3, 1995 - July 9, 1996
AMERIPRISE ADVISOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GLEN EAGLE WEALTH, LLC
CRD#: 124504 / SEC#: , 8-65678
Contact information
FINRA licenses (34 States and Territories)
Red Flags
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