Craig Oakes

THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C.

Florham Park, NJ 07932

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CRD#: 2645060

Professional summary

Craig Oakes is a registered financial professional currently at THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C. located in Florham Park, New Jersey.

Craig is registered as a RR (Registered Representative) and started their career in finance in 1995. Craig has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Craig Oakes's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 26, 1998 - Present

THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C.

Office #1: 30b Vreeland Road Ste 210, Florham Park, NJ 07932Office #2: 30b Vreeland Road Ste 210, Florham Park, NJ 07932

CRD#: 41282

Florham Park, NJ

Past

March 27, 1998 - October 16, 1998

GIBRALTAR SECURITIES CO.

CRD#: 7093

FLORHAM PARK, NJ

Past

November 13, 1997 - March 27, 1998

TUCKER ANTHONY INCORPORATED

CRD#: 837

BOSTON, MA

Past

January 25, 1996 - November 18, 1997

J. B. HANAUER & CO.

CRD#: 6958

PARSIPPANY, NJ

Past

August 10, 1995 - January 5, 1996

DAVID LERNER ASSOCIATES, INC.

CRD#: 5397

SYOSSET, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(6/14/2012)

California
(10/23/1998)

Connecticut
(11/25/1998)

Florida
(10/28/1998)

Illinois
(10/28/1998)

Massachusetts
(11/3/1998)

Nevada
(4/13/2005)

New Jersey
(11/12/1998)

New Mexico
(6/29/2017)

New York
(11/30/1998)

North Carolina
(9/1/1999)

Oregon
(10/2/2023)

Pennsylvania
(10/27/1998)

Utah
(7/27/2005)

Virginia
(3/18/2021)

Wyoming
(2/9/2018)

Exams

State Security Law Exam

Series 63

Date: 8/21/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/9/1995

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C.

D/B/A JEFFREY MATTHEWS FINANCIAL GROUP | THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C. | JEFFREY MATTHEWS & CO., INC. | HALPERT, COHEN AND COMPANY, INC.

CRD#: 41282 / SEC#: , 8-49352

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

30b Vreeland Road Ste 210, Florham Park, NJ 07932

Mailing Address

30b Vreeland Road Ste 210, Florham Park, NJ 07932

Phone number

(973) 805-6222

Established

New Jersey since 10/09/1996

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (49 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
HALPERT, JEFFREY ROSS	CEO	2072459
HALPERT, JEFFREY ROSS	PRESIDENT	2072459
HYNES, EDWARD JAMES JR	MEMBER	1058397
PASCULLI, ANTHONY GREGORY	MEMBER	2238324
CHIECO, DAVID ANTHONY	MEMBER	1563513
FEINSTEIN, GEOFF IRA	MEMBER	2259310
ALMERINI, LOUIS ACHILLE	FINOP	1605183
COLARUSSO, GINNY	CCO	4221362
GARBUS, STEVEN DAVID	MEMBER	1268525

Disclosures

Regulatory Event	6
Arbitration	2

Red Flags

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Craig Oakes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Craig Oakes's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C.

GIBRALTAR SECURITIES CO.

TUCKER ANTHONY INCORPORATED

J. B. HANAUER & CO.

DAVID LERNER ASSOCIATES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/21/1995

SIE

Date: 10/1/2018

Series 7

Date: 8/9/1995

FINRA

Current Firm

THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C.

Contact information

FINRA licenses (49 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C.

TRUST BUT VERIFY

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