Michael B. Liebson

OSAIC INSTITUTIONS

Norwalk, CT 06851

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CRD#: 2644704

Professional summary

Michael Benjamin Liebson, who also goes by Michael Liebson, is a registered financial advisor currently at OSAIC INSTITUTIONS, INC. located in Norwalk, Connecticut.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Michael has worked at 14 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael Liebson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I PARTICIPATE IN THE OCCASIONAL PERFORMANCE AS A DRUMMER, WITH A BLUES-JAZZ BAND PRIMARILY ON WEEKENDS. SOMETIMES PRACTICE ON THURSDAY NITES (NO COMP) THIS IS MORE OF A HOBBY, HOWEVER THERE IS THE POTENTIAL FOR SOME COPENSATION EITHER A LITTLE CASH, OR A MEAL ETC. 1.THERE IS NO LEGAL NAME 2. ENTERTAINMENT 3. JUST STARTED 4.DRUMMER 5. TIME SPENT 3-4 HRS ON SATURDAYS 6. 8-12 HRS MONTHLY 7. N/A 8.N/A 9.N/A 10. SELECT SMALL RESTURANTS, OUTDOOR PARTIES ETC IN THE SUMMER 11. NO 12. WE PLAY BLUES & JAZZ ON WEEKENDS AT A FEW SELECT RESTURANT /BARS. COMPENSATION IS USUALLY APPROX $50 EACH & OR A MEAL WE ARE USUALLY 4 MUSICIANS (FRIENDS).

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Benjamin Liebson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Michael Benjamin Liebson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 21, 2025 - Present

OSAIC INSTITUTIONS, INC.

Office #1: 295 Westport Ave, Norwalk, CT 06851

RIA

CRD#: 35371

Norwalk, CT

Current

August 21, 2025 - Present

OSAIC INSTITUTIONS, INC.

Office #1: 295 Westport Ave, Norwalk, CT 06851

RIA

CRD#: 35371

Norwalk, CT

Past

October 4, 2024 - September 15, 2025

GLOBAL INVESTMENT ADVISORY

RIA

CRD#: 310305

Briarcliff Manor, NY

Past

October 4, 2024 - September 15, 2025

AMERICAN GLOBAL WEALTH MANAGEMENT, INC.

CRD#: 7388

MCDONOUGH, GA

Past

February 26, 2014 - October 7, 2024

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

WEEHAWKEN, NJ

Past

February 26, 2014 - October 7, 2024

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

July 14, 2011 - February 28, 2014

AST INVESTMENT SERVICES, INC.

RIA

CRD#: 108897

SHELTON, CT

Past

July 14, 2011 - February 28, 2014

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC

CRD#: 21570

SHELTON, CT

Past

May 28, 2008 - July 6, 2011

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

DANBURY, CT

Past

February 14, 2008 - July 6, 2011

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

DANBURY, CT

Past

August 9, 2006 - July 27, 2007

UVEST FINANCIAL SERVICES GROUP, INC.

CRD#: 13787

MILFORD, CT

Past

October 20, 2004 - July 27, 2005

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

Past

November 4, 2003 - October 20, 2004

QUICK & REILLY, INC.

CRD#: 11217

NEW YORK, NY

Past

March 6, 2002 - October 30, 2003

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

Past

May 7, 1998 - January 2, 2002

MURIEL SIEBERT & CO., LLC

CRD#: 5376

NEW YORK, NY

Past

April 13, 1998 - May 8, 1998

J. P. GIBBONS & CO., INC.

CRD#: 38850

NEW YORK, NY

Past

September 5, 1997 - July 17, 1998

DUKE & CO., INC.

CRD#: 8035

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OSAIC INSTITUTIONS, INC.

CONNECTICUT ASSOCIATION SECURITIES, INC. | OSAIC INSTITUTIONS, INC. | INFINEX INVESTMENTS, INC.

CRD#: 35371 / SEC#: 801-67242, 8-46661

RIA

Registered Investment Advisory firm - SEC (11/2/2006 Approved)

Connecticut

Registered Investment Advisory firm - SEC (11/22/2006 Terminated)

Florida

Registered Investment Advisory firm - SEC (11/22/2006 Terminated)

Indiana

Registered Investment Advisory firm - SEC (11/22/2006 Terminated)

Maine

Registered Investment Advisory firm - SEC (12/7/2006 Terminated)

Massachusetts

Registered Investment Advisory firm - SEC (3/23/2007 Terminated)

New Hampshire

Registered Investment Advisory firm - SEC (11/22/2006 Terminated)

Ohio

Registered Investment Advisory firm - SEC (11/22/2006 Terminated)

Pennsylvania

Registered Investment Advisory firm - SEC (11/22/2006 Terminated)

Rhode Island

Registered Investment Advisory firm - SEC (11/22/2006 Terminated)

Broker-Dealer Firm Regulated by FINRA (Boston district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(8/21/2025)

IAR

Connecticut
(8/21/2025)

Florida
(9/18/2025)

Maryland
(9/18/2025)

Massachusetts
(9/18/2025)

New Jersey
(9/18/2025)

New York
(9/18/2025)

North Carolina
(9/18/2025)

South Carolina
(9/18/2025)

Texas
(9/18/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/27/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/9/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/4/1997

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

OSAIC INSTITUTIONS, INC.

CONNECTICUT ASSOCIATION SECURITIES, INC. | OSAIC INSTITUTIONS, INC. | INFINEX INVESTMENTS, INC.

CRD#: 35371 / SEC#: 801-67242, 8-46661

RIA

Registered Investment Advisory firm - SEC (11/2/2006 Approved)

Connecticut

Registered Investment Advisory firm - SEC (11/22/2006 Terminated)

Florida

Registered Investment Advisory firm - SEC (11/22/2006 Terminated)

Indiana

Registered Investment Advisory firm - SEC (11/22/2006 Terminated)

Maine

Registered Investment Advisory firm - SEC (12/7/2006 Terminated)

Massachusetts

Registered Investment Advisory firm - SEC (3/23/2007 Terminated)

New Hampshire

Registered Investment Advisory firm - SEC (11/22/2006 Terminated)

Ohio

Registered Investment Advisory firm - SEC (11/22/2006 Terminated)

Pennsylvania

Registered Investment Advisory firm - SEC (11/22/2006 Terminated)

Rhode Island

Registered Investment Advisory firm - SEC (11/22/2006 Terminated)

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

538 Preston Avenue, Meriden, CT 06450-4858

Mailing Address

538 Preston Avenue, Meriden, CT 06450-4858

Phone number

(203) 599-6000

Established

Connecticut since 04/07/1993

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

630

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

ADV 2A (3/31/2025)

ADV WRAP APPENDIX - AMP (3/31/2025)

ADV WRAP APPENDIX - ADVISOR MANAGED (LEGACY USE ONLY) (3/31/2025)

ADV WRAP APPENDIX - WEALTHSELECT (LEGACY USE ONLY) (3/31/2025)

ADV WRAP APPENDIX - UMA (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
OSAIC INSTITUTIONS HOLDINGS, INC.	HOLDING COMPANY
AMARANTE, STEPHEN PAUL	PRESIDENT, CEO AND DIRECTOR	3165067
CORNICK, GREGORY ALLEN	DIRECTOR	3132991
HAMMOND, DORI JAMILLE	CHIEF COMPLIANCE OFFICER	3259012
MITCHELL, CHRISTOPHER MILLS	CORPORATE TREASURER, FINANCIAL AND OPERATIONS PRINCIPAL	2420144
PRICE, JAMES DALE	CHAIRMAN	1243224
SCHLUETER, MATTHEW ADAM	DIRECTOR AND EXECUTIVE VICE PRESIDENT OPERATIONS AND TECHNOLOGY SOLUTIONS	2627931

Regulatory assets under management

Total Number of Accounts	8,779
AUM (Assets Under Management)	$ 4,024,448,971

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael B. Liebson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Benjamin Liebson's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Michael Benjamin Liebson's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC INSTITUTIONS, INC.

GLOBAL INVESTMENT ADVISORY

AMERICAN GLOBAL WEALTH MANAGEMENT, INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

AST INVESTMENT SERVICES, INC.

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

UVEST FINANCIAL SERVICES GROUP, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

QUICK & REILLY, INC.

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

MURIEL SIEBERT & CO., LLC

J. P. GIBBONS & CO., INC.

DUKE & CO., INC.

Primary Firm SEC Registration

OSAIC INSTITUTIONS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/27/2008

Series 63

Date: 4/9/1997

SIE

Date: 10/1/2018

Series 7

Date: 9/4/1997

FINRA

Current Firm

OSAIC INSTITUTIONS, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

OSAIC INSTITUTIONS, INC.

TRUST BUT VERIFY

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