Abigail F. Doolittle

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CRD#: 2644661

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Abigail Flynn Doolittle, who also goes by Abigail Flynn Doolittle Ms., was a registered financial professional .

Abigail is a previously registered financial professional and started their career in finance in 2000. Abigail had worked at 6 firms and has passed the Series 66, Series 63, Series 65, SIE, Series 87, Series 86 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Abigail Flynn Doolittle Ms.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 19, 2015 - September 18, 2015

GREENBUSH FINANCIAL GROUP, LLC

RIA

CRD#: 125500

EAST GREENBUSH, NY

Past

January 8, 2015 - September 18, 2015

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

CRD#: 18487

EAST GREENBUSH, NY

Past

October 4, 2012 - October 28, 2013

SEAPORT GLOBAL SECURITIES LLC

CRD#: 116270

NEW YORK, NY

Past

April 7, 2009 - June 2, 2009

THOMASLLOYD CAPITAL LLC

CRD#: 38784

ALBANY, NY

Past

June 6, 2008 - September 11, 2012

HUGH JOHNSON ADVISORS LLC

RIA

CRD#: 133395

ALBANY, NY

Past

February 6, 2007 - April 25, 2007

THOMASLLOYD CAPITAL LLC

CRD#: 38784

PLEASANTVILLE, NY

Past

May 23, 2000 - November 7, 2005

GLEACHER & COMPANY SECURITIES, INC.

CRD#: 298

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GREENBUSH FINANCIAL GROUP, LLC

CRD#: 125500 / SEC#: 801-73044

RIA

Registered Investment Advisory firm - (2/10/2012 Approved)

New York

Registered Investment Advisory firm - (2/22/2012 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/11/2015

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/23/2012

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 6/5/2008

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 9/18/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 87

Date: 3/19/2013

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 86

Date: 2/13/2013

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 7

Date: 10/3/2012

General Securities Representative Examination

Current Firm

GREENBUSH FINANCIAL GROUP, LLC

CRD#: 125500 / SEC#: 801-73044

RIA

Registered Investment Advisory firm - (2/10/2012 Approved)

New York

Registered Investment Advisory firm - (2/22/2012 Terminated)

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Contact information

Main Address

159 Wolf Road Suite 101, Albany, NY 12205

Mailing Address

Phone number

(518) 477-6686

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GREENBUSH FINANCIAL GROUP, LLC PT 2A (2/26/2025)

Regulatory assets under management

Total Number of Accounts	827
AUM (Assets Under Management)	$ 498,155,634

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Abigail F. Doolittle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

SEAPORT GLOBAL SECURITIES LLC

THOMASLLOYD CAPITAL LLC

HUGH JOHNSON ADVISORS LLC

THOMASLLOYD CAPITAL LLC

GLEACHER & COMPANY SECURITIES, INC.

Primary Firm SEC Registration

GREENBUSH FINANCIAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/11/2015

Series 63

Date: 10/23/2012

Series 65

Date: 6/5/2008

SIE

Date: 9/18/2015

Series 87

Date: 3/19/2013

Series 86

Date: 2/13/2013

Series 7

Date: 10/3/2012

Current Firm

GREENBUSH FINANCIAL GROUP, LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GREENBUSH FINANCIAL GROUP, LLC

TRUST BUT VERIFY

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