David B. Reed
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Bedford Reed was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1995. David had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 14, 2017 - June 4, 2018
BANKERS LIFE SECURITIES, INC.
November 10, 2010 - February 13, 2014
INVEST FINANCIAL CORPORATION
November 2, 2010 - February 13, 2014
INVEST FINANCIAL CORPORATION
March 29, 2010 - October 25, 2010
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
December 17, 2008 - October 25, 2010
RAYMOND JAMES FINANCIAL SERVICES, INC.
September 19, 2005 - December 19, 2008
WELLS FARGO CLEARING SERVICES, LLC
September 19, 2005 - December 19, 2008
WELLS FARGO CLEARING SERVICES, LLC
May 3, 2005 - September 16, 2005
PNC WEALTH MANAGEMENT LLC
April 26, 2005 - April 29, 2005
PNC WEALTH MANAGEMENT LLC
April 26, 2005 - September 16, 2005
PNC WEALTH MANAGEMENT LLC
January 20, 2004 - April 18, 2005
WELLS FARGO CLEARING SERVICES, LLC
October 20, 2000 - April 18, 2005
WELLS FARGO CLEARING SERVICES, LLC
March 6, 1998 - October 11, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 6, 1998 - February 25, 1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 19, 1995 - February 24, 1998
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BANKERS LIFE SECURITIES, INC.
CRD#: 173962 / SEC#: , 8-69562
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CDOC, INC. | PARENT COMPANY | |
| GOLDBERG, SCOTT LOUIS | BOARD MEMBER | 5296395 |
| HEILMAN, CHERYL LYNN | PRESIDENT/CEO/DIRECTOR | 2114445 |
| JOSEPHSON, STEVEN M | COO, DIRECTOR | 2239540 |
| KELLY, BRETT J | DIRECTOR, BLS OPERATIONS | 4818868 |
| LAMSON, MARK LEE | DIRECTOR OF SALES PRACTICE | 1796166 |
| MCDONOUGH, PAUL H | BOARD MEMBER | 7089411 |
| ROBERTS, ALBERTA STEPHENS | CHIEF COMPLIANCE OFFICER/ SECRETARY | 2681068 |
| TUCKER, CLARK BOMAR | FINOP | 1977842 |
Disclosures
| Regulatory Event | 1 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
