Michael R. Rahne
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Richard Rahne, who also goes by Michael R Rahne, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1996. Michael had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 9, 2013 - January 16, 2015
FOUR POINTS CAPITAL PARTNERS LLC
August 26, 2011 - December 7, 2012
NATIONAL SECURITIES CORPORATION
October 25, 2007 - October 22, 2010
INVEST FINANCIAL CORPORATION
September 22, 2000 - November 13, 2007
PRIME CAPITAL SERVICES, INC.
December 9, 1999 - May 30, 2000
S.G. MARTIN SECURITIES LLC
February 25, 1998 - December 31, 1999
FIN-ATLANTIC SECURITIES, INC.
December 24, 1997 - February 25, 1998
FAIRCHILD FINANCIAL GROUP, INC.
March 18, 1996 - December 23, 1997
MONROE PARKER SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FOUR POINTS CAPITAL PARTNERS LLC
CRD#: 43149 / SEC#: , 8-50162
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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