Jeffrey L. Karlitz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Lee Karlitz was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1969. Jeffrey had worked at 5 firms and has passed the Series 63, PC and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 20, 1992 - January 5, 1993
THE STAMFORD COMPANY, INC.
March 5, 1976 - February 13, 1992
LADENBURG THALMANN & CO. INC.
June 21, 1973 - February 8, 1976
JAS. H. OLIPHANT & CO., INC.
February 22, 1972 - July 29, 1972
STEINER, ROUSE & CO., INC.
February 21, 1969 - March 4, 1972
AIBEL, GWIRTZMAN & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
PC
Date: 9/6/1977
AMEX Put and Call ExamSeries 1
Date: 12/16/1968
Registered Representative ExaminationCurrent Firm
THE STAMFORD COMPANY, INC.
CRD#: 23725 / SEC#: , 8-40356
Contact information
Documents
Red Flags
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