James F. Hennelly
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Francis Hennelly, who also goes by Jim Hennelly, Jimmy Hennelly, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1995. James had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 12, 2018 - November 12, 2025
ARIN RISK ADVISORS LLC
January 14, 2014 - December 31, 2015
THE LEADERS GROUP, INC.
May 16, 2007 - October 28, 2011
LINCOLN FINANCIAL DISTRIBUTORS, INC.
September 7, 1995 - November 20, 1998
GLOBAL ATLANTIC DISTRIBUTORS, LLC
Primary Firm SEC Registration
ARIN RISK ADVISORS LLC
CRD#: 151491 / SEC#: 801-70598
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ARIN RISK ADVISORS LLC
CRD#: 151491 / SEC#: 801-70598
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 16 |
| AUM (Assets Under Management) | $ 4,974,237,788 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
