Geoffrey V. Keeling
Professional summary
Geoffrey Vincent Keeling, who also goes by Geoff VIncent Keeling, is a registered financial advisor currently at WEALTHSPIRE RETIREMENT ADVISORY located in Aliso Viejo, California.
Geoffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Geoffrey has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Geoffrey Vincent Keeling's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 4, 2015 - Present
WEALTHSPIRE RETIREMENT ADVISORY
Office #1: 120 Vantis Suite 400, Aliso Viejo, CA 92656December 16, 2014 - February 14, 2017
KESTRA INVESTMENT SERVICES, LLC
July 29, 2011 - May 10, 2012
TWINHAWK CAPITAL, LLC
February 17, 1999 - December 17, 2009
INVESCO DISTRIBUTORS, INC.
Primary Firm SEC Registration
WEALTHSPIRE RETIREMENT ADVISORY
CRD#: 121254 / SEC#: 801-66107
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/2/2024)
Exams
Current Firm
WEALTHSPIRE RETIREMENT ADVISORY
CRD#: 121254 / SEC#: 801-66107
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 9,394 |
| AUM (Assets Under Management) | $ 118,031,461,765 |
Red Flags
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