Dale W. Rice

INTENTIONAL

Mount Airy, MD

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CRD#: 2644016

Professional summary

Dale Winters Rice JR, CFP® is a registered financial advisor currently at INTENTIONAL located in Mount Airy, Maryland.

Dale is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Dale has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Fixed insurance sales under the name Prime Wealth Management, as agent, conducted at branch, investment related. 2. Part owner, Rice Financial, LLC a Private Entity established to facilitate Securities, advisory, and insurance Business; Located at 3718 Falling Green Way, Mount Airy, Maryland 21771 as of 12/01/2017; Approximately 100% time spent during securities trading hours per month; Conducted at branch location; Investment related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dale Winters Rice JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

April 5, 2022 - Present

INTENTIONAL

RIA

CRD#: 318570

Mount Airy, MD

Past

May 2, 2012 - April 5, 2022

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

BETHESDA, MD

Past

May 2, 2012 - April 5, 2022

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

BETHESDA, MD

Past

October 3, 2007 - May 3, 2012

LPL FINANCIAL LLC

CRD#: 6413

ROCKVILLE, MD

Past

October 2, 2007 - May 3, 2012

LPL FINANCIAL LLC

RIA

CRD#: 6413

ROCKVILLE, MD

Past

September 12, 2007 - October 2, 2007

LPL FINANCIAL LLC

RIA

CRD#: 6413

SAN DIEGO, CA

Past

September 12, 2007 - October 2, 2007

LPL FINANCIAL LLC

CRD#: 6413

SAN DIEGO, CA

Past

February 12, 2004 - October 9, 2007

UVEST FINANCIAL SERVICES GROUP, INC.

RIA

CRD#: 13787

ROCKVILLE, MD

Past

December 23, 1999 - October 9, 2007

UVEST FINANCIAL SERVICES GROUP, INC.

CRD#: 13787

ROCKVILLE, MD

Past

May 22, 1998 - December 17, 1999

ALLFIRST BROKERAGE CORPORATION

CRD#: 17531

BALTIMORE, MD

Past

October 23, 1997 - February 19, 1998

FIRST UNION BROKERAGE SERVICES, INC.

CRD#: 8112

CHARLOTTE, NC

Past

April 15, 1997 - October 8, 1997

ALLFIRST BROKERAGE CORPORATION

CRD#: 17531

BALTIMORE, MD

Past

September 15, 1995 - December 6, 1996

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INTENTIONAL

INTENTIONAL | PRIME WEALTH MANAGMENT | INTENTIONAL, LLC

CRD#: 318570 / SEC#: 801-123251

RIA

Registered Investment Advisory firm - (2/18/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(4/5/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/11/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/21/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 9/27/1995

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 9/14/1995

General Securities Representative Examination

Current Firm

INTENTIONAL

INTENTIONAL | PRIME WEALTH MANAGMENT | INTENTIONAL, LLC

CRD#: 318570 / SEC#: 801-123251

RIA

Registered Investment Advisory firm - (2/18/2022 Approved)

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Contact information

Main Address

850 Bee Balm Trail, Fort Mill, SC 29708

Mailing Address

Phone number

+1 (866) 752-6410

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

INTENTIONAL ADV 2A/B (9/18/2025)

Regulatory assets under management

Total Number of Accounts	165
AUM (Assets Under Management)	$ 148,211,936

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Dale W. Rice

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dale Winters Rice JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

LPL FINANCIAL LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

UVEST FINANCIAL SERVICES GROUP, INC.

UVEST FINANCIAL SERVICES GROUP, INC.

ALLFIRST BROKERAGE CORPORATION

FIRST UNION BROKERAGE SERVICES, INC.

ALLFIRST BROKERAGE CORPORATION

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

INTENTIONAL

State Registrations and Notice Filings

Exams

Series 65

Date: 2/11/2004

Series 63

Date: 9/21/1995

SIE

Date: 10/1/2018

Series 31

Date: 9/27/1995

Series 7

Date: 9/14/1995

Current Firm

INTENTIONAL

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INTENTIONAL

TRUST BUT VERIFY

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