Teri Ross
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Teri Ross, who also goes by Teri Greenlee, was a registered financial professional .
Teri is a previously registered financial professional and started their career in finance in 1995. Teri had worked at 6 firms and has passed the Series 66, Series 99TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2017 - October 22, 2024
SAMMONS FINANCIAL NETWORK, LLC
August 27, 2010 - September 28, 2012
SAMMONS ADVISOR SERVICES
November 3, 2009 - August 27, 2010
SPC
February 9, 2002 - December 31, 2016
PARKLAND SECURITIES, LLC
March 30, 2001 - February 9, 2002
WALNUT STREET SECURITIES, INC.
August 16, 1995 - March 12, 2001
PRINCIPAL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
SAMMONS FINANCIAL NETWORK, LLC
CRD#: 158538 / SEC#: , 8-68905
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
