Barry H. Karetnick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barry Harold Karetnick, who also goes by Barry H Karetnick, was a registered financial professional .
Barry is a previously registered financial professional and started their career in finance in 1969. Barry had worked at 10 firms and has passed the Series 63, PC, Series 1 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 21, 2003 - December 31, 2015
KARETNICK CAPITAL MANAGEMENT, INC.
July 1, 2003 - May 10, 2004
SPENCER CLARKE LLC
July 23, 2001 - September 20, 2001
BLUESTONE CAPITAL CORP.
October 13, 2000 - July 11, 2001
JOSEPHTHAL & CO., INC.
November 2, 1977 - May 20, 1999
CIBC WORLD MARKETS CORP.
September 16, 1977 - December 23, 1977
PRUDENTIAL EQUITY GROUP, LLC
May 6, 1976 - September 16, 1977
SHIELDS MODEL ROLAND INCORPORATED
March 7, 1975 - June 14, 1976
LEHMAN BROTHERS INCORPORATED
October 22, 1974 - March 20, 1975
ABRAHAM & CO., INC.
November 24, 1969 - November 14, 1974
LEGG MASON WOOD WALKER, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 5/31/1977
AMEX Put and Call ExamSeries 1
Date: 2/17/1961
Registered Representative ExaminationSeries 8
Date: 10/29/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
KARETNICK CAPITAL MANAGEMENT, INC.
CRD#: 129074 / SEC#:
Contact information
Red Flags
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