AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
SS

Steven Soranno

CORIENT
Tulsa, OK
·CRD# 2643540·31 years experience

Professional Summary

Steven Soranno, who also goes by Steven V Soranno, Steven VIto Soranno, is a registered financial advisor currently at CORIENT located in Tulsa, Oklahoma. Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Steven has worked at 10 firms and has passed the Series 63, Series 66, Series 65, SIE, Series 16, Series 86, Series 87, Series 7 and Series 24 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Steven V Soranno, Steven Vito Soranno

Blog Corner

Similar Advisors

Darin Leon Kight
Darin Leon Kight

LPL FINANCIAL LLC

TULSA, OK · CRD#
View profile

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Darin Leon Kight
Darin Leon Kight

LPL FINANCIAL LLC

TULSA, OK · CRD#
TL
Thomas Casey Loper

CORNERSTONE WEALTH MANAGEMENT, LLC

Tulsa, OK · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Darin Leon Kight
Darin Leon Kight

LPL FINANCIAL LLC

TULSA, OK · CRD#
TL
Thomas Casey Loper

CORNERSTONE WEALTH MANAGEMENT, LLC

Tulsa, OK · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Darin Leon Kight
Darin Leon Kight

LPL FINANCIAL LLC

TULSA, OK · CRD#
TL
Thomas Casey Loper

CORNERSTONE WEALTH MANAGEMENT, LLC

Tulsa, OK · CRD#

Years of Experience

31 years in the financial services industry

Current & Past Employments

CORIENT·CRD# 319448
RIA
2222 South Utica Place Suite 100, Tulsa, OK 74104
July 9, 2026 - Present
CAPITAL ADVISORS, INC.·CRD# 104643
RIA
Tulsa, OK
May 2, 2017 - July 17, 2026
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Minneapolis, MN
February 14, 2017 - April 4, 2017
AMERICAN ENTERPRISE INVESTMENT SERVICES INC.·CRD# 26506
BD
Minneapolis, MN
January 3, 2017 - April 4, 2017
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
RIA
Troy, MI
October 20, 2014 - December 31, 2016
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Troy, MI
July 10, 2014 - January 18, 2017
CALVERT INVESTMENT DISTRIBUTORS, INC.·CRD# 37527
BD
Bethesda, MD
October 6, 2011 - June 13, 2014
WESTROCK ADVISORS, INC.·CRD# 114338
BD
New York, NY
June 22, 2010 - October 6, 2010
ADVANCED EQUITIES, INC.·CRD# 35545
RIA
New York, NY
April 26, 2010 - May 26, 2010
ADVANCED EQUITIES, INC.·CRD# 35545
BD
New York, NY
April 6, 2010 - May 26, 2010
SWISS AMERICAN SECURITIES INC.·CRD# 7973
BD
New York, NY
June 11, 1998 - January 25, 2005
CIBC WORLD MARKETS CORP.·CRD# 630
BD
New York, NY
May 2, 1996 - April 23, 1998
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
August 14, 1995 - February 10, 1996

Similar Advisors

Darin Leon Kight
Darin Leon Kight

LPL FINANCIAL LLC

TULSA, OK · CRD#
TL
Thomas Casey Loper

CORNERSTONE WEALTH MANAGEMENT, LLC

Tulsa, OK · CRD#

Current Firm

CO
CORIENT

BALASA DINVERNO & FOLTZ | WINDSOR WEALTH MANGMENT | RGT WEALTH ADVISORS | REGENTATLANTIC | R.H. BLUESTEIN & CO | PORTOLA PARTNERS GROUP | PORTOLA PARTNERS | NTERCONTINENTAL WEALTH ADVISORS | MCCUTCHEN WEALTH MANAGEMENT | MCCUTCHEN GROUP | MATRIX CAPITAL ADVISORS | GOFEN AND GLOSSBERG | GALAPAGOS WEALTH MANAGEMENT | DOYLE WEALTH MANAGEMENT | DOWLING & YAHNKE WEALTH ADVISORS | CORIENT PRIVATE WEALTH LP | CORIENT PRIVATE WEALTH LLC | CORIENT CAPITAL PARTNERS | CORIENT | CI SUREVEST PRIVATE WEALTH | CI STAVIS & COHEN PRIVATE WEALTH | CI SEGALL BRYANT & HAMILL PRIVATE WEALTH | CI ROOSEVELT PRIVATE WEALTH | CI RGT PRIVATE WEALTH | CI REGENTATLANTIC PRIVATE WEALTH | CI RADNOR PRIVATE WEALTH | CI PRIVATE WEALTH, LLC | CI PRIVATE WEALTH | CI PORTOLA PRIVATE WEALTH | CI MCCUTCHEN PRIVATE WEALTH | CI MATRIX PRIVATE WEALTH | CI KORE PRIVATE WEALTH | CI INVERNESS PRIVATE WEALTH | CI GOFEN & GLOSSBERG PRIVATE WEALTH | CI GALAPAGOS PRIVATE WEALTH | CI EATON PRIVATE WEALTH | CI DOYLE PRIVATE WEALTH | CI DOWLING & YAHNKE PRIVATE WEALTH | CI CORIENT PRIVATE WEALTH | CI COLUMBIA PACIFIC PRIVATE WEALTH | CI BUDROS RUHLIN ROE PRIVATE WEALTH | CI BRIGHTWORTH PRIVATE WEALTH | CI BOWLING PRIVATE WEALTH | CI BLUESTEIN PRIVATE WEALTH | CI BDF PRIVATE WEALTH | CI BDF | CI BARRETT PRIVATE WEALTH | CI AVALON PRIVATE WEALTH | BUDROS, RUHLIN & ROE | BRR | BOWLING PORTFOLIO MANGEMENT

CRD#: 319448 / SEC#: 801-124978
RIA
Registered Investment Advisory firm - SEC (5/12/2022 Approved)

Contact Information

Main Address

830 Brickell Plaza Suite 4800, Miami, FL 33131

Mailing Address

830 Brickell Plaza Suite 4800, Miami, FL 33131

Phone Number

(305) 735-2020

# of Employees

1,537

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CORIENT PRIVATE WEALTH (8/21/2026)

Regulatory Assets Under Management

Total Number of Accounts

113,752

AUM (Assets Under Management)

$165,252,436,553

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
10/27/2025Cover PageReport
12/28/2024Cover PageReport
10/27/2023Cover PageReport

Similar Advisors

Darin Leon Kight
Darin Leon Kight

LPL FINANCIAL LLC

TULSA, OK · CRD#
TL
Thomas Casey Loper

CORNERSTONE WEALTH MANAGEMENT, LLC

Tulsa, OK · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1). NAME OF OBA: JACK WELCH MANAGEMENT INSTITUTE ADDRESS OF OBA: WASHINGTON, DC NATURE: TEACHING INVESTMENT RELATED: NO RELATIONSHIP WITH OBA: SENIOR ASSOCIATE PROFESSOR DUTIES (BRIEF DESCRIPTION): TEACH CAPSTONE (LEADERSHIP, ORGANIZATIONAL BEHAVIOR, EXECUTIVE MANAGEMENT) AND ECONOMICS START DATE (MM/DD/YYYY): 09/01/2019 APPROX. NUMBER OF HOURS/MONTH: 9 APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0 2). NAME OF OBA: AMERICAN UNIVERSITY KOGOD SCHOOL OF BUSINESS ADDRESS OF OBA: 4400 MASSACHUSETTS AVENUE, WASHINGTON, DC, 20016 NATURE: SCHOOL OF BUSINESS INVESTMENT RELATED: NO RELATIONSHIP WITH OBA: TEACHER DUTIES (BRIEF DESCRIPTION): TEACH ECONOMICS AND FINANCE PORTFOLIO MANAGEMENT START DATE (MM/DD/YYYY): 06/01/2014 APPROX. NUMBER OF HOURS/MONTH: 15 APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0 3). NAME OF OBA: CATHOLIC CHARITIES OF EASTERN OKLAHOMA ADDRESS OF OBA: 12300 E 91ST ST. BROKEN ARROW, OK NATURE: NON-PROFIT CHURCH INVESTMENT RELATED: YES RELATIONSHIP WITH OBA: MEMBER INVESTMENT COMMITTEE DUTIES: SERVES WITH OTHER COMMITTEE MEMBERS TO SELECT MUTUAL FUND INVESTMENTS FOR THE BENEFIT OF THE CHURCH CONGREGATION START DATE: 10/16/2019 APPROX. NUMBER OF HOURS/MONTH: 3 APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0 4). NAME OF OBA: DIOCESE OF OKLAHOMA ADDRESS OF OBA: 12300 E 91ST ST. BROKEN ARROW, OK NATURE: NON-PROFIT CHURCH INVESTMENT RELATED: YES RELATIONSHIP WITH OBA: MEMBER INVESTMENT COMMITTEE DUTIES: SERVES WITH OTHER COMMITTEE MEMBERS TO SELECT MUTUAL FUND INVESTMENTS FOR THE BENEFIT OF THE CHURCH CONGREGATION START DATE (MM/DD/YYYY): 03/01/2022 APPROX. NUMBER OF HOURS/MONTH: 3 APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0 5). NAME OF OBA: PARISH OF CHRIST THE KING ADDRESS OF OBA: 1520 S. ROCKFORD AVE. TULSA, OK 74120 NATURE: NON-PROFIT CHURCH INVESTMENT RELATED: YES RELATIONSHIP WITH OBA: MEMBER INVESTMENT COMMITTEE DUTIES: SERVES WITH OTHER COMMITTEE MEMBERS TO SELECT MUTUAL FUND INVESTMENTS FOR THE BENEFIT OF THE CHURCH CONGREGATION START DATE: 09/14/2019 APPROX. NUMBER OF HOURS/MONTH: 5 APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0

Similar Advisors

Darin Leon Kight
Darin Leon Kight

LPL FINANCIAL LLC

TULSA, OK · CRD#
TL
Thomas Casey Loper

CORNERSTONE WEALTH MANAGEMENT, LLC

Tulsa, OK · CRD#

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CO
CORIENT

BALASA DINVERNO & FOLTZ | WINDSOR WEALTH MANGMENT | RGT WEALTH ADVISORS | REGENTATLANTIC | R.H. BLUESTEIN & CO | PORTOLA PARTNERS GROUP | PORTOLA PARTNERS | NTERCONTINENTAL WEALTH ADVISORS | MCCUTCHEN WEALTH MANAGEMENT | MCCUTCHEN GROUP | MATRIX CAPITAL ADVISORS | GOFEN AND GLOSSBERG | GALAPAGOS WEALTH MANAGEMENT | DOYLE WEALTH MANAGEMENT | DOWLING & YAHNKE WEALTH ADVISORS | CORIENT PRIVATE WEALTH LP | CORIENT PRIVATE WEALTH LLC | CORIENT CAPITAL PARTNERS | CORIENT | CI SUREVEST PRIVATE WEALTH | CI STAVIS & COHEN PRIVATE WEALTH | CI SEGALL BRYANT & HAMILL PRIVATE WEALTH | CI ROOSEVELT PRIVATE WEALTH | CI RGT PRIVATE WEALTH | CI REGENTATLANTIC PRIVATE WEALTH | CI RADNOR PRIVATE WEALTH | CI PRIVATE WEALTH, LLC | CI PRIVATE WEALTH | CI PORTOLA PRIVATE WEALTH | CI MCCUTCHEN PRIVATE WEALTH | CI MATRIX PRIVATE WEALTH | CI KORE PRIVATE WEALTH | CI INVERNESS PRIVATE WEALTH | CI GOFEN & GLOSSBERG PRIVATE WEALTH | CI GALAPAGOS PRIVATE WEALTH | CI EATON PRIVATE WEALTH | CI DOYLE PRIVATE WEALTH | CI DOWLING & YAHNKE PRIVATE WEALTH | CI CORIENT PRIVATE WEALTH | CI COLUMBIA PACIFIC PRIVATE WEALTH | CI BUDROS RUHLIN ROE PRIVATE WEALTH | CI BRIGHTWORTH PRIVATE WEALTH | CI BOWLING PRIVATE WEALTH | CI BLUESTEIN PRIVATE WEALTH | CI BDF PRIVATE WEALTH | CI BDF | CI BARRETT PRIVATE WEALTH | CI AVALON PRIVATE WEALTH | BUDROS, RUHLIN & ROE | BRR | BOWLING PORTFOLIO MANGEMENT

CRD#: 319448 / SEC#: 801-124978
RIA
Registered Investment Advisory firm - SEC (5/12/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Oklahoma
(7/9/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2015About the Series 63 exam

Series 66 — Uniform Combined State Law Examination

Passed Apr 2010About the Series 66 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 1995About the Series 65 exam

SIE — Securities Industry Essentials Examination

Passed Apr 2017About the SIE exam

Series 16 — NYSE Supervisory Analyst Examination

Passed Sep 2014About the Series 16 exam

Series 86 — Research Analyst Exam - Part I Analysis Module

Passed Aug 2010About the Series 86 exam

Series 87 — Research Analyst Exam - Part II Regulations Module

Passed Jul 2010About the Series 87 exam

Series 7 — General Securities Representative Examination

Passed Apr 2010About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed May 2016About the Series 24 exam

Similar Advisors

Darin Leon Kight
Darin Leon Kight

LPL FINANCIAL LLC

TULSA, OK · CRD#
TL
Thomas Casey Loper

CORNERSTONE WEALTH MANAGEMENT, LLC

Tulsa, OK · CRD#

CRS (Client Relationship Summary) - RIA

Click below to view Steven Soranno's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

Darin Leon Kight
Darin Leon Kight

LPL FINANCIAL LLC

TULSA, OK · CRD#
TL
Thomas Casey Loper

CORNERSTONE WEALTH MANAGEMENT, LLC

Tulsa, OK · CRD#
SS
Follow Steven
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required