Mark S. Kruse

BRACKENWOOD CAPITAL MANAGEMENT

Bainbridge Island, WA 98110

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CRD#: 2643493

Professional summary

Mark Stephen Kruse, CFP® is a registered financial advisor currently at BRACKENWOOD CAPITAL MANAGEMENT, LLC located in Bainbridge Island, Washington.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Mark has worked at 6 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Since 2009 I am an insurance producer in Washington State offering life and disability insurance; not investment-related; work from same location as advisory business; I spent approximately 5 hours per month on this business, sometimes during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Stephen Kruse's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

Experience

Current

August 3, 2005 - Present

BRACKENWOOD CAPITAL MANAGEMENT, LLC

Office #1: 175 Parfitt Way Sw #n220, Bainbridge Island, WA 98110

RIA

CRD#: 135478

Bainbridge Island, WA

Past

January 1, 2006 - January 25, 2006

SMART PORTFOLIOS, LLC

RIA

CRD#: 131342

SEATTLE, WA

Past

November 18, 2004 - December 31, 2015

CROWN CAPITAL SECURITIES, L.P.

CRD#: 6312

BAINBRIDGE ISLAND, WA

Past

April 15, 2003 - December 31, 2003

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

MINNEAPOLIS, MN

Past

December 19, 2001 - March 20, 2002

US TRADING LLC

CRD#: 37426

NEW YORK, NY

Past

August 1, 2000 - September 19, 2000

DASH PRIME LLC

CRD#: 41257

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(8/3/2005)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/6/2002

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 10/18/2001

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/31/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/8/2005

General Securities Principal Examination

Current Firm

BRACKENWOOD CAPITAL MANAGEMENT, LLC

BRACKENWOOD CAPITAL MANAGEMENT | BRACKENWOOD CAPITAL MANAGEMENT, LLC

CRD#: 135478 / SEC#:

Washington

Registered Investment Advisory firm - (6/29/2005 Approved)

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Contact information

Main Address

175 Parfitt Way Sw #n220, Bainbridge Island, WA 98110

Mailing Address

Phone number

(206) 446-0157

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	297
AUM (Assets Under Management)	$ 103,800,513

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mark S. Kruse

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Stephen Kruse's CRS (Customer Relationship Summary).

Certified licenses

Experience

SMART PORTFOLIOS, LLC

CROWN CAPITAL SECURITIES, L.P.

THRIVENT INVESTMENT MANAGEMENT INC.

US TRADING LLC

DASH PRIME LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/6/2002

Series 65

Date: 10/18/2001

SIE

Date: 12/31/2015

Series 7

Date: 7/31/2000

Series 24

Date: 3/8/2005

Current Firm

BRACKENWOOD CAPITAL MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BRACKENWOOD CAPITAL MANAGEMENT, LLC

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