KR
Kevin C. Roche
LEO WEALTH
Haddonfield, NJ
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CRD#: 2643485
KR
Professional summary
Kevin Conry Roche is a registered financial advisor currently at LEO WEALTH, LLC located in Haddonfield, New Jersey.
Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Kevin has worked at 9 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Drexel University; investment related: No; Location: 3141 Chestnut Avenue, Philadelphia, PA 19104; Description: Professor for undergraduate students; Position Title: Adjunct Professor ; Responsibilities Duties: Part-time teaching of select courses; Start date: January 2020; Hours devoted to business during trading hours: 30; Hours devoted to business outside trading hours: 8; Percentage of total yearly compensation expected to be derived from the business: 10. 2) Borough of Haddonfield; investment related: Yes; Location: 242 Kings Highway, Haddonfield, NJ 08033; Description: Municipal government; Position Title: Commissioner, Deputy Mayor; Responsibilities Duties: Handle Revenue and Finance segment for the Borough of Haddonfield. Elected position; Start date: May 2021; Hours devoted to business during trading hours: 4; Hours devoted to business outside trading hours: 20; Percentage of total yearly compensation expected to be derived from the business: 5.
CRS (Client Relationship Summary) - RIA
Click below to view Kevin Conry Roche's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 23, 2022 - Present
LEO WEALTH, LLC
RIA
CRD#: 283891
Haddonfield, NJ
Past
September 22, 2017 - October 27, 2022
LHT CONSULTANTS
RIA
CRD#: 289780
HADDONFIELD, NJ
Past
February 27, 2008 - December 1, 2011
NAVAID FINANCIAL SERVICES, INC.
BD
CRD#: 42607
HADDONFIELD, NJ
Past
April 4, 2006 - October 8, 2007
KILDARE CAPITAL, INC.
BD
CRD#: 45796
PHILADELPHIA, PA
Past
March 23, 2004 - July 11, 2005
VANGUARD CAPITAL
BD
CRD#: 22081
DEL MAR, CA
Past
July 6, 2000 - August 16, 2002
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Past
January 13, 2000 - May 25, 2000
C.P. BAKER SECURITIES INCORPORATED
BD
CRD#: 26233
BOSTON, MA
Past
June 17, 1998 - September 16, 1998
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SMITHFIELD, RI
Past
August 16, 1995 - June 17, 1998
FIDELITY DISTRIBUTORS COMPANY LLC
BD
CRD#: 17507
SMITHFIELD, RI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LW
LEO WEALTH, LLC
CORPORATE PENSIONS COMPANY | ROCKWALL WEALTH MANAGEMENT | MASSEY QUICK WEALTH SOLUTIONS LLC | LEOGROUP WEALTH SOLUTIONS, LLC | LEO WEALTH, LLC | KMR FINANCIAL GROUP | INVESTMENT AND ASSET PLANNING
CRD#: 283891 / SEC#: 801-108435
RIA
Registered Investment Advisory firm - (9/26/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Jersey(8/24/2022)
IAR
New York(10/4/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
LW
LEO WEALTH, LLC
CORPORATE PENSIONS COMPANY | ROCKWALL WEALTH MANAGEMENT | MASSEY QUICK WEALTH SOLUTIONS LLC | LEOGROUP WEALTH SOLUTIONS, LLC | LEO WEALTH, LLC | KMR FINANCIAL GROUP | INVESTMENT AND ASSET PLANNING
CRD#: 283891 / SEC#: 801-108435
RIA
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Contact information
Main Address
860 Airport Freeway Suite 402, Hurst, TX 76054
Mailing Address
Phone number
(817) 354-1090
Established
Firm type
Fiscal year end
# of Employees
43
SEC notice filing (24 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,566 |
| AUM (Assets Under Management) | $ 2,655,950,651 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/11/2025 | ||
| 10/23/2024 | ||
| 11/30/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
