James R. Bruce

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CRD#: 2643073

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

James R Bruce, who also goes by James R Bruce Jr, James R Bruce, James Robert Bruce Jr, James Robert Bruce, James Bruce, was a registered financial professional .

James is a previously registered financial professional and started their career in finance in 1995. James had worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

James R Bruce Jr | James R Bruce | James Robert Bruce Jr | James Robert Bruce | James Bruce

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 30, 2023 - November 28, 2023

MCG SECURITIES LLC

CRD#: 163144

WAYNE, PA

Past

April 22, 2021 - October 17, 2022

FDX CAPITAL LLC

CRD#: 119302

NEW YORK, NY

Past

June 26, 2019 - April 16, 2021

FNEX CAPITAL, LLC

CRD#: 166316

INDIANAPOLIS, IN

Past

February 26, 2019 - June 3, 2019

FDX CAPITAL LLC

CRD#: 119302

NEW YORK, NY

Past

January 11, 2016 - February 13, 2019

FNEX CAPITAL, LLC

CRD#: 166316

INDIANAPOLIS, IN

Past

February 27, 2014 - December 4, 2015

MIDAMERICA FINANCIAL SERVICES, INC.

CRD#: 47351

JOPLIN, MO

Past

November 22, 2011 - March 20, 2013

DYNASTY CAPITAL PARTNERS, INC.

CRD#: 122806

BUFFALO, NY

Past

November 16, 2010 - February 24, 2011

RAFFERTY CAPITAL MARKETS, LLC

CRD#: 23682

GARDEN CITY, NY

Past

March 17, 2009 - May 12, 2010

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

CRD#: 5496

WELLESLEY HILLS, MA

Past

October 1, 2008 - March 10, 2009

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

Past

April 4, 2002 - September 18, 2008

GLOBAL ATLANTIC DISTRIBUTORS, LLC

CRD#: 8326

HARTFORD, CT

Past

January 20, 1997 - April 1, 2002

AMSOUTH INVESTMENT SERVICES, INC.

CRD#: 15692

BIRMINGHAM, AL

Past

September 15, 1995 - November 13, 1996

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/15/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/26/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/14/1995

General Securities Representative Examination

Current Firm

MCG SECURITIES LLC

MCG SECURITIES LLC | MERION CAPITAL GROUP

CRD#: 163144 / SEC#: , 8-69068

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

37 West Ave Suite 302, Wayne, PA 19087

Mailing Address

37 West Ave Suite 302, Wayne, PA 19087

Phone number

(610) 337-6500

Established

Pennsylvania since 03/12/2012

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (13 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
MCG SECURITIES HOLDINGS, LLC	OWNER
BODKIN, GREGORY PATRICK	CCO	3008389
ZELIN, LAWRENCE ARNOLD	CEO	1655034

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

James R. Bruce

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

FDX CAPITAL LLC

FNEX CAPITAL, LLC

FDX CAPITAL LLC

FNEX CAPITAL, LLC

MIDAMERICA FINANCIAL SERVICES, INC.

DYNASTY CAPITAL PARTNERS, INC.

RAFFERTY CAPITAL MARKETS, LLC

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

GLOBAL ATLANTIC DISTRIBUTORS, LLC

AMSOUTH INVESTMENT SERVICES, INC.

A. G. EDWARDS & SONS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/15/1998

Series 63

Date: 10/26/1995

SIE

Date: 10/1/2018

Series 7

Date: 9/14/1995

Current Firm

MCG SECURITIES LLC

Contact information

FINRA licenses (13 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

MCG SECURITIES LLC

TRUST BUT VERIFY

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