Richard Karasick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Karasick was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1970. Richard had worked at 4 firms and has passed the Series 63, PC and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 1, 1996 - April 16, 1997
GINTEL & CO., LLC
September 27, 1990 - November 13, 1995
BAXTER BROWN & COMPANY, INCORPORATED
February 2, 1979 - September 21, 1990
FINANCIAL SQUARE PARTNERS
December 16, 1976 - March 1, 1979
GINTEL & CO., LLC
October 25, 1970 - January 26, 1973
SHIELDS MODEL ROLAND INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 12/21/1977
AMEX Put and Call ExamSeries 1
Date: 3/3/1958
Registered Representative ExaminationCurrent Firm
GINTEL & CO., LLC
CRD#: 356 / SEC#: , 8-14803
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROBERT GINTEL FLORIDA INTANGIBLE TAX TRUST | MEMBER | |
| GERSTEIN, ELLEN JOY | CO-TRUSTEE | 2213371 |
| GERSTEIN, ELLEN JOY | CHIEF FINANCIAL OFFICER | 2213371 |
| GINSBERG, DEBRA LYNN | MEMBER/BRANCH MANAGER/SROP/CROP | 604156 |
| STAVRIDES, STEPHEN GEORGE | CO-TRUSTEE | 1977551 |
| STAVRIDES, STEPHEN GEORGE | PRESIDENT/CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | 1977551 |
Disclosures
| Regulatory Event | 6 |
Red Flags
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