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Stephen Alexander Hunter

CRD# 2642890·Registered 1995 - 2011
Previously Registered: Being a previously registered professional could mean that Stephen is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Stephen Alexander Hunter, who also goes by Stephen Alexander Hunter II, was a registered financial advisor. Stephen was a previously registered financial professional and started their career in finance 1995 - 2011. Stephen had worked at 6 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Stephen Alexander Hunter Ii

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

QUEST SECURITIES, INC.·CRD# 6828
BD
Fair Oaks, CA
November 13, 2009 - June 30, 2011
VANIR SECURITIES, INC.·CRD# 134038
BD
Sacramento, CA
July 8, 2005 - September 24, 2009
CAPSTONE INVESTMENTS·CRD# 41400
BD
San Diego, CA
February 2, 2005 - August 9, 2005
STERLING FINANCIAL INVESTMENT GROUP, INC.·CRD# 41506
BD
Boca Raton, FL
January 26, 2001 - January 21, 2005
CAPBAY FINANCIAL SERVICES·CRD# 32395
BD
Roseville, CA
January 23, 1997 - February 20, 2001
ROUND HILL SECURITIES, INC.·CRD# 35223
BD
Alamo, CA
March 5, 1996 - December 31, 1996
CAPBAY FINANCIAL SERVICES·CRD# 32395
BD
Roseville, CA
September 21, 1995 - April 9, 1996

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Current Firm

QS
QUEST SECURITIES, INC.

QUEST SECURITIES, INC.

CRD#: 6828 / SEC#: 8-18273
BD
Terminated by SEC on 05/29/2017

Contact Information

Main Address

8080 Madison Avenue,suite 102a, Fair Oaks, CA 95628

Established

California since 01/16/1975

Firm Type

Corporation

Fiscal Year End

March

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
SCHOEN FAMILY TRUSTOWNER—
BOE, HEATHER ANNCFO, VP, SECRETARY & CO-CHIEF COMPLIANCE OFFICER2651331
DOLORES A. SCHOENTRUSTEE—
SCHOEN, ROBERT JOSEPHPRESIDENT, CHIEF COMPLIANCE OFFICER, MUNICIPAL PRINCIPAL414669
SCHOEN, ROBERT JOSEPHTRUSTEE414669

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1995About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Sep 1995About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Oct 2002About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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