Stephen A. Hunter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Alexander Hunter, who also goes by Stephen Alexander Hunter II, was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1995. Stephen had worked at 6 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 13, 2009 - June 30, 2011
QUEST SECURITIES, INC.
July 8, 2005 - September 24, 2009
VANIR SECURITIES, INC.
February 2, 2005 - August 9, 2005
CAPSTONE INVESTMENTS
January 26, 2001 - January 21, 2005
STERLING FINANCIAL INVESTMENT GROUP, INC.
January 23, 1997 - February 20, 2001
CAPBAY FINANCIAL SERVICES
March 5, 1996 - December 31, 1996
ROUND HILL SECURITIES, INC.
September 21, 1995 - April 9, 1996
CAPBAY FINANCIAL SERVICES
State Registrations and Notice Filings
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Exams
Current Firm
QUEST SECURITIES, INC.
CRD#: 6828 / SEC#: , 8-18273
Contact information
Red Flags
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