AM
Alexys U. Mckenzie
SB ADVISORY
Atlanta, GA 30326-1184
Some features on this profile are disabled
CRD#: 2642827
AM
Professional summary
Alexys Ulando Mckenzie, who also goes by Alexys Ulrando Mckenzie, is a registered financial advisor currently at SB ADVISORY, LLC located in Atlanta, Georgia and SAN BLAS SECURITIES LLC located in Chicago, Illinois.
Alexys is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Alexys has worked at 9 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Alexys Ulrando Mckenzie
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
C&A PROPERTIES - MEMBER, NOT INVESTMENT RELATED-REAL ESTATE HOLDING COMPANY-8/2003 START DATE-NO HOURS DEVOTED- SILENT PARTNER; PARTNER OF NEW EDGE LOGISTICS, LLC, NON-INVESTMENT RELATED TRUCKING BUSINESS, APPROX. 5 HOURS PER WEEK WILL BE SPENT ON THIS VENTURE.
IFS Group Inc, AS DISCLOSED ON FORM BD Is investment related,1311 Ave. Ponce de Leon, Suite 304 San Juan, PR 00909, Holding Company for IFS Securities, Advisory, Planning, and Capital Markets,CEO, 09/17/2015, 5 hrs, 0 hrs during trading hours.
SAN BLAS FUND I AM A PARTNER THIS IS INVESTMENT RELATED, THE ADDRESS IS 3414 PEACHTREE RD SUITE 1020 ATLANTA GA 30326
THE NATURE IS A HEDGE FUND. MY TITLE IS PRINCIPLE THE BUSINESS START DATE IS 1/27/12015
I DEVOTE ABOUT 20 HRS A WEEK. AS THE MOST SENIOR PERSON MY JOB IS TO ASSIST WITH THE MANAGEMENT OF THE ENTIRE FUND AND PLANNING THE BUSINESS STRATEGY.
A&Y LLC formed last quarter 2017 Nature the buy ugly homes currently not officially in business but intent to spend weekends helping run the business i assume only 5 hours a month
Baru Properties, LLC, non-investment-related,343 Alderwood Lane,Sandy Springs GA 30328, handyman services, remodeling, consultant,11/19.2019, 5 hours per/month,none during trading hours, broad advice on operational issues.
Baru Management, LLC non-investment-related, 215 Riveremere Way Sandy Springs GA 30350, Handy man services, remodeling, consultant/ operations assistant, 5/1/2020, 5 hours per month, none during trading, advice operational issues.
Baru Network, I am a partner complete start up, non-investment-related, 3424 Peachtree Rd Suite 2200 Atlanta GA 30328, telecom repairs services, consultant/ operations , 5/1/2020, 5 hours per month, none during trading, advice operational issues, no compensation received.
CRS (Client Relationship Summary) - RIA
Click below to view Alexys Ulando Mckenzie's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 17, 2021 - Present
SB ADVISORY, LLC
Office #1: 3424 Peachtree Road Ne Suite 2200, Atlanta, GA 30326-1184RIA
CRD#: 154680
Atlanta, GA
Current
June 21, 2018 - Present
SAN BLAS SECURITIES LLC
Office #1: 233 S Wacker Dr Suite 4400, Chicago, IL 60606Office #2: 3424 Peachtree Rd Ne Suite 2200, Atlanta, GA 30326BD
CRD#: 290605
CHICAGO, IL
Past
September 29, 2011 - December 31, 2020
SB ADVISORY, LLC
RIA
CRD#: 154680
ATLANTA, GA
Past
December 15, 2006 - January 30, 2020
IFS SECURITIES
BD
CRD#: 40375
ATLANTA, GA
Past
June 30, 2005 - December 18, 2006
BOLTON GLOBAL CAPITAL
BD
CRD#: 15650
ATLANTA, GA
Past
May 16, 2000 - July 29, 2005
VANGUARD CAPITAL
BD
CRD#: 22081
DEL MAR, CA
Past
August 3, 1998 - June 2, 2000
MORGAN WILSHIRE SECURITIES, INC.
BD
CRD#: 44807
GARDEN CITY, NY
Past
December 18, 1996 - August 5, 1998
WALSH MANNING SECURITIES, LLC
BD
CRD#: 30826
Past
January 3, 1996 - December 24, 1996
MORGAN, TAYLOR & ASSOCIATES, INC.
BD
CRD#: 37447
MINEOLA, NY
Past
September 11, 1995 - December 1, 1995
TUSCANY EQUITY MANAGEMENT CORPORATI0N
BD
CRD#: 20016
DEERFIELD BEACH, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
SB ADVISORY, LLC
ADVANCED ASSET SOLUTIONS, LLC | TREESE INVESTMENTS LLC | THE HENDERSON FINANCIAL GROUP & (HYACINTHHENDERSON.COM) | THE FINANCIAL ARCHITECTS (FINANCIALARCHITECTS-USA.COM) | SUMMIT ROCKWALL WEALTH MANAGERS | SMITH BERNSTEIN | SHEBAR FINANCIAL, LLC | SB ADVISORY, LLC | SANTA FE WEALTH ADVISORS | ROBERT BULLOCH WEALTH MANAGEMENT LLC (ROBERTBULLOCH.COM) | RNL FINANCIAL, LLC | RCA ADVISORY SERVICES, LLC | PRO FINANCIAL GROUP, LLC | PNW ADVISORY | NERGARD WEALTH MANAGEMENT LLC | MOHLMAN WEALTH MANAGEMENT | IFS ADVISORY, LLC | GREEN STREET WEALTH ADVISORY | GRABE FINANCIAL SERVICES INC | FERIS FINANCIAL, LLC | EM FINANCIAL SERVICES | DEEMER WEALTH MANAGEMENT, LLC | CORTO FINANCIAL GROUP, LLC | CLARITY CAPITAL MANAGEMENT CORP | BRYAN EDWARDS WEALTH MANAGEMENT | BRENNAN FRANCIS | BOWMAN WEALTH MANAGEMENT LLC | ARNETT FINANCIAL SERVICES GROUP, LLC | ARBOR WEALTH MANAGEMENT | ADVANCED FINANCIAL CONCEPTS, INC.
CRD#: 154680 / SEC#: 801-77380
RIA
Registered Investment Advisory firm - (12/4/2012 Approved)Arkansas
Registered Investment Advisory firm - (12/31/2012 Terminated)California
Registered Investment Advisory firm - (12/31/2012 Terminated)Colorado
Registered Investment Advisory firm - (1/3/2013 Terminated)Florida
Registered Investment Advisory firm - (12/31/2012 Terminated)Indiana
Registered Investment Advisory firm - (12/31/2012 Terminated)Maryland
Registered Investment Advisory firm - (12/31/2012 Terminated)Missouri
Registered Investment Advisory firm - (8/19/2014 Terminated)Nevada
Registered Investment Advisory firm - (12/31/2012 Terminated)New Jersey
Registered Investment Advisory firm - (1/2/2013 Terminated)New Mexico
Registered Investment Advisory firm - (12/31/2012 Terminated)North Carolina
Registered Investment Advisory firm - (12/31/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - (12/31/2012 Terminated)Puerto Rico
Registered Investment Advisory firm - (12/31/2012 Terminated)Tennessee
Registered Investment Advisory firm - (12/31/2012 Terminated)Texas
Registered Investment Advisory firm - (12/3/2013 Terminated)Utah
Registered Investment Advisory firm - (12/31/2012 Terminated)Virginia
Registered Investment Advisory firm - (12/31/2012 Terminated)West Virginia
Registered Investment Advisory firm - (12/31/2012 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(4/23/2021)
RR
Connecticut(10/17/2019)
RR
Georgia(8/10/2018)
IAR
Georgia(3/17/2021)
RR
Illinois(4/28/2021)
RR
New York(5/8/2021)
RR
Pennsylvania(4/30/2021)
RR
Wisconsin(5/12/2021)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
SA
SB ADVISORY, LLC
ADVANCED ASSET SOLUTIONS, LLC | TREESE INVESTMENTS LLC | THE HENDERSON FINANCIAL GROUP & (HYACINTHHENDERSON.COM) | THE FINANCIAL ARCHITECTS (FINANCIALARCHITECTS-USA.COM) | SUMMIT ROCKWALL WEALTH MANAGERS | SMITH BERNSTEIN | SHEBAR FINANCIAL, LLC | SB ADVISORY, LLC | SANTA FE WEALTH ADVISORS | ROBERT BULLOCH WEALTH MANAGEMENT LLC (ROBERTBULLOCH.COM) | RNL FINANCIAL, LLC | RCA ADVISORY SERVICES, LLC | PRO FINANCIAL GROUP, LLC | PNW ADVISORY | NERGARD WEALTH MANAGEMENT LLC | MOHLMAN WEALTH MANAGEMENT | IFS ADVISORY, LLC | GREEN STREET WEALTH ADVISORY | GRABE FINANCIAL SERVICES INC | FERIS FINANCIAL, LLC | EM FINANCIAL SERVICES | DEEMER WEALTH MANAGEMENT, LLC | CORTO FINANCIAL GROUP, LLC | CLARITY CAPITAL MANAGEMENT CORP | BRYAN EDWARDS WEALTH MANAGEMENT | BRENNAN FRANCIS | BOWMAN WEALTH MANAGEMENT LLC | ARNETT FINANCIAL SERVICES GROUP, LLC | ARBOR WEALTH MANAGEMENT | ADVANCED FINANCIAL CONCEPTS, INC.
CRD#: 154680 / SEC#: 801-77380
RIA
Registered Investment Advisory firm - (12/4/2012 Approved)Arkansas
Registered Investment Advisory firm - (12/31/2012 Terminated)California
Registered Investment Advisory firm - (12/31/2012 Terminated)Colorado
Registered Investment Advisory firm - (1/3/2013 Terminated)Florida
Registered Investment Advisory firm - (12/31/2012 Terminated)Indiana
Registered Investment Advisory firm - (12/31/2012 Terminated)Maryland
Registered Investment Advisory firm - (12/31/2012 Terminated)Missouri
Registered Investment Advisory firm - (8/19/2014 Terminated)Nevada
Registered Investment Advisory firm - (12/31/2012 Terminated)New Jersey
Registered Investment Advisory firm - (1/2/2013 Terminated)New Mexico
Registered Investment Advisory firm - (12/31/2012 Terminated)North Carolina
Registered Investment Advisory firm - (12/31/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - (12/31/2012 Terminated)Puerto Rico
Registered Investment Advisory firm - (12/31/2012 Terminated)Tennessee
Registered Investment Advisory firm - (12/31/2012 Terminated)Texas
Registered Investment Advisory firm - (12/3/2013 Terminated)Utah
Registered Investment Advisory firm - (12/31/2012 Terminated)Virginia
Registered Investment Advisory firm - (12/31/2012 Terminated)West Virginia
Registered Investment Advisory firm - (12/31/2012 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3424 Peachtree Road Ne Suite 2200, Atlanta, GA 30326-1184
Mailing Address
Phone number
(404) 704-0406
Established
Firm type
Fiscal year end
# of Employees
29
SEC notice filing (47 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,540 |
| AUM (Assets Under Management) | $ 404,771,341 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
