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JL

Joseph John Librandi

CRD# 2642824·Registered 1996 - 2006
Previously Registered: Being a previously registered professional could mean that Joseph is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Joseph John Librandi was a registered financial advisor. Joseph was a previously registered financial professional and started their career in finance 1996 - 2006. Joseph had worked at 11 firms and has passed the Series 63, Series 7 and Series 62 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

OBSIDIAN FINANCIAL GROUP, LLC·CRD# 104255
BD
Woodbury, NY
January 17, 2006 - August 14, 2006
AMERICA FIRST ASSOCIATES CORP.·CRD# 38245
BD
Stewart Manor, NY
November 1, 2005 - November 10, 2005
GUNNALLEN FINANCIAL, INC·CRD# 17609
BD
Tampa, FL
August 22, 2003 - November 25, 2005
SALOMON GREY FINANCIAL CORPORATION·CRD# 43413
BD
Dallas, TX
August 29, 2002 - October 2, 2003
MANTIS SECURITIES, INC.·CRD# 104019
BD
Levittown, NY
August 4, 2000 - August 2, 2002
NORTHRIDGE CAPITAL CORPORATION·CRD# 16467
BD
Melville, NY
February 4, 2000 - June 27, 2000
CONTINENTAL BROKER-DEALER CORP.·CRD# 14048
BD
Carle Place, NY
September 3, 1999 - November 29, 1999
GLOBAL CAPITAL MARKETS, LLC·CRD# 16191
BD
Melville, NY
December 8, 1998 - August 27, 1999
W.J. NOLAN & COMPANY, INC.·CRD# 16465
BD
New York, NY
March 11, 1998 - May 28, 1998
MORGAN, TAYLOR & ASSOCIATES, INC.·CRD# 37447
BD
Mineola, NY
March 20, 1996 - January 15, 1998
H G I·CRD# 14079
BD
Jericho, NY
March 11, 1996 - March 13, 1996

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Current Firm

OF
OBSIDIAN FINANCIAL GROUP, LLC

GRANITE SECURITIES LLC | OBSIDIAN FINANCIAL GROUP, LLC | OBSIDIAN FINANCIAL GROUP LLC | GRANITE SECURITIES, LLC

CRD#: 104255 / SEC#: 8-52756
BD
Cancelled by SEC on 08/12/2014

Contact Information

Established

New York since 11/19/1999

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
OBSIDIAN CAPITAL HOLDINGS, LLCOWNER—
KRIM, ALAN MITCHELLCFO/FINOP2785337
LENZA, TOBIAS ANTHONYINVESTMENT BANKER2279825
TELFER, JOHN DAVIDCHIEF COMPLIANCE OFFICER1099745

Disclosures

Regulatory Event

17

Arbitration

9

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1996About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Mar 2000About the Series 7 exam

Series 62 — Corporate Securities Limited Representative Examination

Passed Feb 1996

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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