Ruth B. Howe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ruth Baehr Howe, who also goes by Ruth Mildred Baehr, was a registered financial professional .
Ruth is a previously registered financial professional and started their career in finance in 1995. Ruth had worked at 3 firms and has passed the Series 65, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 13, 2005 - January 4, 2016
BARINGS SECURITIES LLC
December 24, 1997 - July 13, 2005
MML DISTRIBUTORS, LLC
November 21, 1995 - July 12, 2005
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
BARINGS SECURITIES LLC
CRD#: 36929 / SEC#: , 8-47589
Contact information
FINRA licenses (52 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
