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Robert Duncan Nelson

GTS SECURITIES
NEW YORK, NY
·CRD# 2642756·27 years experience

Professional Summary

Robert Duncan Nelson, who also goes by Robert Duncan Nelson III, Robert Nelson, Skinny Nelson, is a registered financial advisor currently at GTS SECURITIES LLC located in New York, New York. Robert is registered as a RR (Registered Representative) and started their career in finance in 2000. Robert has worked at 6 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 21, Series 7, Series 25, Series 14, Series...

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Robert Duncan Nelson Iii, Robert Nelson, Skinny Nelson

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

GTS SECURITIES LLC·CRD# 149224
BD
625 Avenue Of The Americas 3rd Floor, New York, NY 10011
April 22, 2016 - Present
CLEARLIST SECURITIES LLC·CRD# 309455
BD
New York, NY
April 11, 2023 - December 31, 2023
CLEARLIST LLC·CRD# 308066
BD
New York, NY
April 11, 2023 - December 31, 2023
BARCLAYS CAPITAL INC.·CRD# 19714
BD
New York, NY
March 23, 2009 - April 27, 2016
BEAR WAGNER SPECIALISTS LLC·CRD# 32691
BD
New York, NY
January 2, 2001 - March 25, 2009
HUNTER SPECIALISTS, LLC·CRD# 43303
BD
New York, NY
October 1, 2000 - January 2, 2001

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Current Firm

GS
GTS SECURITIES LLC

GLOBAL TRADING SYSTEMS | GTS SECURITIES LLC | GTS MISCHLER

CRD#: 149224 / SEC#: 8-68126
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

100 Se 2nd Street Ste 4010, Miami, FL 33131

Mailing Address

625 Avenue Of Americas 3rd Floor, New York, NY 10011

Phone Number

(212) 715-2830

Established

Delaware since 12/03/2008

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
GTS FINANCIAL LLCHOLDING COMPANY/CLASS A MEMBER—
GILLETTE, CHARLES PTRADING AND MARKETS CHIEF COMPLIANCE OFFICER3174027
NAZEM, DARIUSHCHIEF OPERATING OFFICER4930821
ROMANELLO, PATRICK JOSEPHCORE BROKER DEALER CHIEF COMPLIANCE OFFICER5378090
RUBENSTEIN, ARI MCO-FOUNDER AND CHIEF EXECUTIVE OFFICER4134798
TIRIOLO, CHRISTIAN JOHNFINOP, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER3063877

Disclosures

Regulatory Event

38

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New York
(12/2/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2023About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Mar 2010

Series 21 — NYSE Front Line Specialist Clerk

Passed Nov 2000

Series 7 — General Securities Representative Examination

Passed Oct 2000About the Series 7 exam

Series 25 — NYSE Trading Assistant Examination

Passed Apr 1999

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Jun 2010About the Series 24 exam

Series 14A — Compliance Official Specialist Exam

Passed Feb 2006
Cboe BYX Exchange, Inc.
SRO Registrations
Cboe BZX Exchange, Inc.
SRO Registrations
Cboe EDGA Exchange, Inc.
SRO Registrations
Cboe EDGX Exchange, Inc.
SRO Registrations
FINRA
SRO Registrations
Investors' Exchange LLC
SRO Registrations
MEMX LLC
SRO Registrations
MIAX PEARL, LLC
SRO Registrations
NYSE American LLC
SRO Registrations
NYSE Arca, Inc.
SRO Registrations
NYSE National, Inc.
SRO Registrations
NYSE Texas, Inc.
SRO Registrations
Nasdaq PHLX LLC
SRO Registrations
Nasdaq Stock Market
SRO Registrations
Nasdaq Texas, LLC
SRO Registrations
New York Stock Exchange
SRO Registrations
Texas Stock Exchange LLC
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Robert Duncan Nelson's CRS (Customer Relationship Summary).

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