PR
Patrick D. Roth
WORLD INVESTMENT ADVISORS
Vienna, VA
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CRD#: 2642697
PR
Patrick Daniel RothWORLD INVESTMENT ADVISORS
Professional summary
Patrick Daniel Roth, who also goes by Patrick David Roth, is a registered financial advisor currently at WORLD INVESTMENT ADVISORS, LLC located in Vienna, Virginia.
Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Patrick has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10, Series 9 and Series 24 exams.
At a Glance
Always Fiduciary
Aliases
Patrick David Roth
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Outside Non-Variable Insurance Sales; 11250 Roger Bacon Drive, suite 12 Reston VA 20190; Non-Variable Insurance & Annuities; Insurance Agent; 5/19/2010; 1 hour per month; 1 hour during trading hours; Sales and service of non-variable insurance and annuities through one or more unaffiliated carrier appointments.
CRS (Client Relationship Summary) - RIA
Click below to view Patrick Daniel Roth's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 1, 2024 - Present
WORLD INVESTMENT ADVISORS, LLC
RIA
CRD#: 208512
Vienna, VA
Past
September 27, 2011 - July 16, 2024
FIDUCIARY WEALTH MANAGEMENT, LLC
RIA
CRD#: 157290
RESTON, VA
Past
August 15, 2011 - December 31, 2016
AGES FINANCIAL SERVICES, LTD.
BD
CRD#: 15427
ALEXANDRIA, VA
Past
December 1, 2008 - September 15, 2011
WESTMINSTER FINANCIAL ADVISORY CORP
RIA
CRD#: 110283
BEAVERCREEK, OH
Past
October 2, 2007 - September 15, 2011
WESTMINSTER FINANCIAL SECURITIES, INC.
BD
CRD#: 20677
RESTON, VA
Past
May 7, 2007 - September 19, 2007
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
BETHESDA, MD
Past
May 2, 2007 - September 19, 2007
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
BETHESDA, MD
Past
February 14, 2003 - April 11, 2007
CAPITOL SECURITIES MANAGEMENT, INC.
RIA
CRD#: 14169
MCLEAN, VA
Past
December 4, 2001 - April 17, 2007
TIER ONE PARTNERS, INC.
BD
CRD#: 4090
MCLEAN, VA
Past
November 23, 1999 - April 11, 2007
CAPITOL SECURITIES MANAGEMENT, INC.
BD
CRD#: 14169
MCLEAN, VA
Past
November 17, 1999 - December 1, 1999
ONLINE SECURITIES, INC.
BD
CRD#: 46349
HERNDON, VA
Past
February 21, 1996 - November 17, 1999
CAPITOL SECURITIES MANAGEMENT, INC.
BD
CRD#: 14169
GLEN ALLEN, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WI
WORLD INVESTMENT ADVISORS, LLC
AIAS RETIREMENT | THE HOGAN FINANCIAL GROUP | THE HAMILTON GROUP | THE CERATO GROUP | TFT FINANCIAL & ESTATE SERVICES | TFS WEALTH MANAGEMENT | TCG WEALTH MANAGEMENT, THE CERATO GROUP | TCG WEALTH MANAGEMENT | T(K)G PENSIONMARK | SYNERGY FINANCIAL SERVICES | SWM PRIVATE CLIENT ADVISORS | SWM ADVISORS | SUNRISE FINANCIAL PLANNING | STRATEGIC ASSET MANAGEMENT | SOURJOHN-KIM RETIREMENT SOLUTIONS | SMITH & SMITH PUBLIC ACCOUNTANTS, LLC | SHEPARD & WALTON EMPLOYEE BENEFITS | SEVENHILLS PARTNERS, INC. | SEVENHILLS BENEFIT PARTNERS | SEVEN HILLS, A PENSIONMARK RETIREMENT FIRM | SEQUOIA CONSULTING GROUP | SCHULER ASSOCIATES | SALVATORE CERAVOLO CPA | RSW FINANCIAL CONSULTING | ROGERS FINANCIAL GROUP, INC. | RETIRE COASTAL CAROLINA | REDWOOD FINANCIAL, LLC | REDSTONE ADVISORS, LLC | REBORN FINANCIAL SERVICES | RAVANI RETIREMENT & WEALTH SOLUTIONS | RAPKA & RAPKA CPA'S | QUANTUM FINANCIAL CONSULTANTS | PTG WEALTH ADVISORS | PTC & ASSOCIATES FINANCIAL SERVICES | PROFESSIONAL FINANCIAL SERVICES, LTD | POTOMAC FINANCIAL SERVICES | POINT VANTAGE FINANCIAL SERVICES, LLC | PFG INVESTMENT ADVISORS | PENSIONMARK WEALTH MANAGEMENT | PENSIONMARK WEALTH ADVISORS | PENSIONMARK RETIREMENT GROUP | PENSIONMARK RETIREMENT ADVISORS | PENSIONMARK MERIDIEN | PENSIONMARK INVESTMENT ADVISORS | PENSIONMARK FINANCIAL GROUP, LLC | PENSIONMARK FINANCIAL ADVISORS | PENSION INSIGHT | PEGGY LOGAN, CPA | PATTERSON, TURNER & ASSOCIATES, LLC | ONPOINT WEALTH PARTNERS | NOVAWEALTH | NORMAN SCHNEIDER, CPA | NL FINANCIAL SERVICES | NEW LEVEL INVESTMENT STRATEGIES | NEW HORIZONS WEALTH MANAGEMENT, LLC | NEW ENGLAND WEALTH ADVISORS | NARDI & SHARMA LLC | NABTI FINANCIAL | MY PERSONAL FINANCIAL ADVISOR | MHK FINANCIAL | MERIDIEN PENSIONMARK | MERIDIEN FINANCIAL GROUP, INC. | MERIDIEN BENEFITS, INC. | MCAFEE WEALTH ADVISORY | MBI WEALTH MANAGEMENT | MBI INVESTMENT ADVISORS | MAX BUSSEL & CO. FINANCIAL GROUP | MAS STRATEGIC WEALTH MANAGEMENT | MARGARET WIERZBICKI CPA, CFP | M EMPLOYEE BENEFITS | LOGAN & LOGAN, CPAS | LIBERTAS FINANCIAL GROUP | LEONARD ZIMMERMAN, CPA | LACHOWICZ & COMPANY, LLC | L.R. WEBBER ASSOCIATES, INC. | KOLINSKY WEALTH MANAGEMENT, LLC | KAINOS PARTNERS, A PENSIONMARK RETIREMENT FIRM | KAINOS PARTNERS | JWR FINANCIAL SERVICES | INTEGRITY TAX AND FINANCIAL | HWM | HORIZON 2K FINANCIAL PLANNING | HOOVER & RUTHER FINANCIAL SERVICES | HOLTMAN FINANCIAL SERVICES, INC. | HICKOK & BOARDMAN RETIREMENT SOLUTIONS | HEALEY & ASSOCIATES, INC. | HCI FINANCIAL SERVICES, LLC | HAWAII WESTERN INVESTMENT SERVICES | HARMONY POINT WEALTH ADVISORS | GPS FINANCIAL MANAGEMENT INCORPORATED | GANDOLFI FINANCIAL SERVICES | FREEMAN & VANNAUKER | FRANKLIN WEALTH SERVICES | FPN STRATEGIC WEALTH MANAGEMENT, INC. | FINANCIAL SOLUTIONS, LLC | FINANCIAL SOLUTIONS | FINANCIAL POTENTIAL WEALTH MANAGEMENT | FINANCIAL PLANNING CONCEPTS OF AMERICA (FPCA), INC | FINANCIAL PLANNING CONCEPTS OF AMERICA | FINANCIAL INDEPENDENCE ADVISORS | FINANCIAL DESIGN & MANAGEMENT, INC. | FIDUCIARY WEALTH MANAGEMENT | FIDUCIARY RETIREMENT ADVISORY GROUP, LLC | FFP WEALTH MANAGEMENT | EXPERIENTIAL WEALTH | EPIC LIFE WEALTH MANAGEMENT | ENDEAVOR RISK ADVISORS | ED HULSE FINANCIAL CONSULTING | ECM GROUP, LLC | DCS PENSIONMARK RETIREMENT GROUP | CREATIVE FINANCIAL MANAGEMENT | COTA STREET INVESTMENT MANAGEMENT | COTA STREET ASSET MANAGEMENT | COTA ST. INVESTMENT MANAGEMENT | COMPASS CORPORATE RETIREMENT SOLUTIONS | CLOUDBREAK FINANCIAL | CLEARVIEW 401(K) CONSULTANTS | CHAITANYA S. PATEL INC | CASAZZA AND UR CPAS | CAMPANILE & ASSOCIATES | CAMPANIA WEALTH MANAGEMENT | CALIFORNIA CORPORATE RETIREMENT SERVICES | CALIFORNIA CORPORATE BENEFITS INSURANCE SERVICES | BRIAMONTE WEALTH MANAGEMENT | BOSTON HARBOR WEALTH ADVISORS, LLC | BIPIN PATEL FINANCIAL SERVICES | BERRY, VERDUIN & KOCH LLC | BENEFITMARK | BD FINANCIAL SERVICES | AXIOS ADVISORY GROUP, LTD. | ASSUREDPARTNERS NORTHEAST | ASSUREDPARTNERS | ASSURED PARTNERS COLORADO | ASSURE FINANCIAL SERVICES | ASSET STRATEGY PENSIONMARK | ASSET STRATEGY CONSULTANTS, LLC | ASSET STRATEGY ADVISORS | ASHKA & ASSOCIATES | ASCENSION | ARK FINANCIAL SOLUTIONS, LLC | AJ FUTURE FINANCIAL PLANNERS, INC....
CRD#: 208512 / SEC#: 801-96193
RIA
Registered Investment Advisory firm - (5/6/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(10/17/2024)
IAR
Virginia(7/1/2024)
Exams
What does exam status mean?
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
PR
Series 10
Passed: 6/11/2007
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
PR
Series 9
Passed: 5/18/2007
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
Current Firm
WI
WORLD INVESTMENT ADVISORS, LLC
AIAS RETIREMENT | THE HOGAN FINANCIAL GROUP | THE HAMILTON GROUP | THE CERATO GROUP | TFT FINANCIAL & ESTATE SERVICES | TFS WEALTH MANAGEMENT | TCG WEALTH MANAGEMENT, THE CERATO GROUP | TCG WEALTH MANAGEMENT | T(K)G PENSIONMARK | SYNERGY FINANCIAL SERVICES | SWM PRIVATE CLIENT ADVISORS | SWM ADVISORS | SUNRISE FINANCIAL PLANNING | STRATEGIC ASSET MANAGEMENT | SOURJOHN-KIM RETIREMENT SOLUTIONS | SMITH & SMITH PUBLIC ACCOUNTANTS, LLC | SHEPARD & WALTON EMPLOYEE BENEFITS | SEVENHILLS PARTNERS, INC. | SEVENHILLS BENEFIT PARTNERS | SEVEN HILLS, A PENSIONMARK RETIREMENT FIRM | SEQUOIA CONSULTING GROUP | SCHULER ASSOCIATES | SALVATORE CERAVOLO CPA | RSW FINANCIAL CONSULTING | ROGERS FINANCIAL GROUP, INC. | RETIRE COASTAL CAROLINA | REDWOOD FINANCIAL, LLC | REDSTONE ADVISORS, LLC | REBORN FINANCIAL SERVICES | RAVANI RETIREMENT & WEALTH SOLUTIONS | RAPKA & RAPKA CPA'S | QUANTUM FINANCIAL CONSULTANTS | PTG WEALTH ADVISORS | PTC & ASSOCIATES FINANCIAL SERVICES | PROFESSIONAL FINANCIAL SERVICES, LTD | POTOMAC FINANCIAL SERVICES | POINT VANTAGE FINANCIAL SERVICES, LLC | PFG INVESTMENT ADVISORS | PENSIONMARK WEALTH MANAGEMENT | PENSIONMARK WEALTH ADVISORS | PENSIONMARK RETIREMENT GROUP | PENSIONMARK RETIREMENT ADVISORS | PENSIONMARK MERIDIEN | PENSIONMARK INVESTMENT ADVISORS | PENSIONMARK FINANCIAL GROUP, LLC | PENSIONMARK FINANCIAL ADVISORS | PENSION INSIGHT | PEGGY LOGAN, CPA | PATTERSON, TURNER & ASSOCIATES, LLC | ONPOINT WEALTH PARTNERS | NOVAWEALTH | NORMAN SCHNEIDER, CPA | NL FINANCIAL SERVICES | NEW LEVEL INVESTMENT STRATEGIES | NEW HORIZONS WEALTH MANAGEMENT, LLC | NEW ENGLAND WEALTH ADVISORS | NARDI & SHARMA LLC | NABTI FINANCIAL | MY PERSONAL FINANCIAL ADVISOR | MHK FINANCIAL | MERIDIEN PENSIONMARK | MERIDIEN FINANCIAL GROUP, INC. | MERIDIEN BENEFITS, INC. | MCAFEE WEALTH ADVISORY | MBI WEALTH MANAGEMENT | MBI INVESTMENT ADVISORS | MAX BUSSEL & CO. FINANCIAL GROUP | MAS STRATEGIC WEALTH MANAGEMENT | MARGARET WIERZBICKI CPA, CFP | M EMPLOYEE BENEFITS | LOGAN & LOGAN, CPAS | LIBERTAS FINANCIAL GROUP | LEONARD ZIMMERMAN, CPA | LACHOWICZ & COMPANY, LLC | L.R. WEBBER ASSOCIATES, INC. | KOLINSKY WEALTH MANAGEMENT, LLC | KAINOS PARTNERS, A PENSIONMARK RETIREMENT FIRM | KAINOS PARTNERS | JWR FINANCIAL SERVICES | INTEGRITY TAX AND FINANCIAL | HWM | HORIZON 2K FINANCIAL PLANNING | HOOVER & RUTHER FINANCIAL SERVICES | HOLTMAN FINANCIAL SERVICES, INC. | HICKOK & BOARDMAN RETIREMENT SOLUTIONS | HEALEY & ASSOCIATES, INC. | HCI FINANCIAL SERVICES, LLC | HAWAII WESTERN INVESTMENT SERVICES | HARMONY POINT WEALTH ADVISORS | GPS FINANCIAL MANAGEMENT INCORPORATED | GANDOLFI FINANCIAL SERVICES | FREEMAN & VANNAUKER | FRANKLIN WEALTH SERVICES | FPN STRATEGIC WEALTH MANAGEMENT, INC. | FINANCIAL SOLUTIONS, LLC | FINANCIAL SOLUTIONS | FINANCIAL POTENTIAL WEALTH MANAGEMENT | FINANCIAL PLANNING CONCEPTS OF AMERICA (FPCA), INC | FINANCIAL PLANNING CONCEPTS OF AMERICA | FINANCIAL INDEPENDENCE ADVISORS | FINANCIAL DESIGN & MANAGEMENT, INC. | FIDUCIARY WEALTH MANAGEMENT | FIDUCIARY RETIREMENT ADVISORY GROUP, LLC | FFP WEALTH MANAGEMENT | EXPERIENTIAL WEALTH | EPIC LIFE WEALTH MANAGEMENT | ENDEAVOR RISK ADVISORS | ED HULSE FINANCIAL CONSULTING | ECM GROUP, LLC | DCS PENSIONMARK RETIREMENT GROUP | CREATIVE FINANCIAL MANAGEMENT | COTA STREET INVESTMENT MANAGEMENT | COTA STREET ASSET MANAGEMENT | COTA ST. INVESTMENT MANAGEMENT | COMPASS CORPORATE RETIREMENT SOLUTIONS | CLOUDBREAK FINANCIAL | CLEARVIEW 401(K) CONSULTANTS | CHAITANYA S. PATEL INC | CASAZZA AND UR CPAS | CAMPANILE & ASSOCIATES | CAMPANIA WEALTH MANAGEMENT | CALIFORNIA CORPORATE RETIREMENT SERVICES | CALIFORNIA CORPORATE BENEFITS INSURANCE SERVICES | BRIAMONTE WEALTH MANAGEMENT | BOSTON HARBOR WEALTH ADVISORS, LLC | BIPIN PATEL FINANCIAL SERVICES | BERRY, VERDUIN & KOCH LLC | BENEFITMARK | BD FINANCIAL SERVICES | AXIOS ADVISORY GROUP, LTD. | ASSUREDPARTNERS NORTHEAST | ASSUREDPARTNERS | ASSURED PARTNERS COLORADO | ASSURE FINANCIAL SERVICES | ASSET STRATEGY PENSIONMARK | ASSET STRATEGY CONSULTANTS, LLC | ASSET STRATEGY ADVISORS | ASHKA & ASSOCIATES | ASCENSION | ARK FINANCIAL SOLUTIONS, LLC | AJ FUTURE FINANCIAL PLANNERS, INC....
CRD#: 208512 / SEC#: 801-96193
RIA
Registered Investment Advisory firm - (5/6/2015 Approved)Loading...
Contact information
Main Address
437 Newman Springs Road, Lincroft, NJ 07738
Mailing Address
Phone number
(800) 833-1862
Established
Firm type
Fiscal year end
# of Employees
615
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 35,849 |
| AUM (Assets Under Management) | $ 71,641,184,639 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
