Richard F. Grant

RFG CAPITAL MANAGEMENT LLC

GILBERT, AZ 85296

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CRD#: 2642673

Professional summary

Richard Felton Grant JR is a registered financial advisor currently at RFG CAPITAL MANAGEMENT LLC located in Gilbert, Arizona.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Richard has worked at 2 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

AMERICAN INSURANCE PLANNERS LLC - NON INVESTMENT RELATED INSURANCE AGENCY - GILBERT, AZ - MANAGING MEMBER - START DATE MAY 2010 - 160 HOURS/MONTH MOSTLY DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Felton Grant JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 22, 2015 - Present

RFG CAPITAL MANAGEMENT LLC

Office #1: 1425 South Higley Road, Suite 107, Gilbert, AZ 85296

RIA

CRD#: 156291

GILBERT, AZ

Past

April 3, 1998 - March 24, 2008

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

GILBERT, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(7/22/2015)

IAR

Texas
(4/5/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/12/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/10/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 3/21/1998

Investment Company Products/Variable Contracts Representative Examination

Current Firm

RFG CAPITAL MANAGEMENT LLC

CRD#: 156291 / SEC#:

Arizona

Registered Investment Advisory firm - (7/22/2015 Approved)

Texas

Registered Investment Advisory firm - (4/5/2022 Conditional Restricted)

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Contact information

Main Address

1425 S Higley Rd. Ste 107, Higley, AZ 85296

Mailing Address

P.o. Box 1386, Higley, AZ 85236

Phone number

(480) 988-6601

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Richard F. Grant

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Felton Grant JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

RFG CAPITAL MANAGEMENT LLC

VOYA FINANCIAL ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/12/2015

Series 63

Date: 3/10/1997

Series 6

Date: 3/21/1998

Current Firm

RFG CAPITAL MANAGEMENT LLC

Contact information

Documents

Red Flags

Company Information

RFG CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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