Scott M. Brown
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Michael Brown was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1995. Scott had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 2, 2016 - December 7, 2017
INEFFICIENT MARKET LABS, LLC
October 1, 1998 - March 16, 2000
CREDIT SUISSE SECURITIES (USA) LLC
June 2, 1997 - September 15, 1998
DEUTSCHE BANK SECURITIES INC.
July 31, 1996 - April 8, 1997
ROBERTSON, STEPHENS & COMPANY LLC
August 18, 1995 - July 17, 1996
MONTGOMERY SECURITIES
State Registrations and Notice Filings
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Exams
Current Firm
INEFFICIENT MARKET LABS, LLC
CRD#: 284422 / SEC#:
Contact information
Red Flags
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