Damon L. Bryant
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Damon Lee Bryant was a registered financial professional .
Damon is a previously registered financial professional and started their career in finance in 1995. Damon had worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 10, 2013 - June 6, 2018
PNC CAPITAL ADVISORS LLC
January 4, 2013 - June 1, 2018
FORESIDE DISTRIBUTION SOLUTIONS, LLC
August 1, 2008 - January 5, 2009
ABERDEEN FUND DISTRIBUTORS, LLC
September 27, 2007 - August 7, 2008
FORESIDE FUND SERVICES, LLC
September 23, 2002 - October 1, 2007
NATIONWIDE FUND DISTRIBUTORS LLC
January 13, 2000 - January 4, 2002
CONSECO EQUITY SALES, INC.
June 24, 1997 - February 19, 1998
SECURIAN FINANCIAL SERVICES, INC.
June 26, 1996 - May 2, 1997
CHARLES SCHWAB & CO., INC.
August 28, 1995 - January 24, 1996
AMERIPRISE ADVISOR SERVICES, INC.
Primary Firm SEC Registration
PNC CAPITAL ADVISORS LLC
CRD#: 151829 / SEC#: 801-70684
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PNC CAPITAL ADVISORS LLC
CRD#: 151829 / SEC#: 801-70684
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 573 |
| AUM (Assets Under Management) | $ 42,558,194,728 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2024 | ||
| 08/24/2023 | ||
| 09/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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