Robert C. Lavin

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CRD#: 2642334

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert Charles Lavin was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 1995. Robert had worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.LAVIN RE LLC. CRANBERRY LAKE, NY. NOT INVESTMENT-RELATED. BUSINESS - REAL ESTATE PARTIAL (1/4) OWNER. START DATE 6/1/02. ONE HOUR PER MONTH. A ONE-HOUR CONFERENCE CALL FOR AN ANNUAL MEETING. 2.Lavin RE II, LLC; Investment related Yes; Florida; Real Estate Investments; Owner/President (proprietor, partner, officer, director, employee, trustee, agent); Jan 2019; During business hours: 0; After business hours: 1; 3.RCL RE, LLC; Investment related: Yes; Lighthouse Point, FL; Real Estate; President(proprietor, partner, officer, director, employee, trustee, agent); Mar 2019; During business hours: 0; After business hours: 0.1; *383094 - Luxury Destination Properties, LLC; Investment related; Real Estate Improvements; Owner (proprietor, partner, officer, director, employee, trustee, agent); Nov 2019; During business hours: 0; After business hours: 2. I AM THE CFO OF A GLOBAL INFRASTRUCTURE FINANCE FIRM. I DO NOT RECEIVE COMMISSIONS.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 22, 2022 - May 29, 2024

NSF ASSET MANAGEMENT LLC

RIA

CRD#: 317888

Ft. Lauderdale, FL

Past

February 24, 2016 - November 1, 2021

MORGAN STANLEY

RIA

CRD#: 149777

FT. LAUDERDALE, FL

Past

February 24, 2016 - November 1, 2021

MORGAN STANLEY

CRD#: 149777

FT. LAUDERDALE, FL

Past

June 1, 2009 - March 2, 2016

DEUTSCHE BANK SECURITIES INC.

RIA

CRD#: 2525

GREENWICH, CT

Past

May 1, 2009 - March 2, 2016

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

GREENWICH, CT

Past

June 16, 2006 - May 20, 2009

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

WESTPORT, CT

Past

October 22, 1999 - May 20, 2009

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WESTPORT, CT

Past

January 31, 1997 - November 5, 1999

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

Past

November 7, 1996 - January 24, 1997

FIRST CLEARING, LLC

CRD#: 17344

ST. LOUIS, MO

Past

November 1, 1995 - November 11, 1996

FIRST INSTITUTIONAL SECURITIES, L.L.C.

CRD#: 23910

WEST PATERSON, NJ

Past

August 14, 1995 - October 20, 1995

GREENWICH PARTNERS, LLC

CRD#: 14074

STAMFORD, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/15/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/11/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/11/1995

General Securities Representative Examination

Current Firm

NSF ASSET MANAGEMENT LLC

CRD#: 317888 / SEC#: 801-123184

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Contact information

Main Address

Fort Lauderdale, FL

Mailing Address

Phone number

(203) 914-4883

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	2
AUM (Assets Under Management)	$ 133,629

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Robert C. Lavin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MORGAN STANLEY

MORGAN STANLEY

DEUTSCHE BANK SECURITIES INC.

DEUTSCHE BANK SECURITIES INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

CIBC WORLD MARKETS CORP.

FIRST CLEARING, LLC

FIRST INSTITUTIONAL SECURITIES, L.L.C.

GREENWICH PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/15/2006

Series 63

Date: 10/11/1995

SIE

Date: 10/1/2018

Series 7

Date: 8/11/1995

Current Firm

NSF ASSET MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

NSF ASSET MANAGEMENT LLC

TRUST BUT VERIFY

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