Stephanie A. Sammons

SAMMONS WEALTH

DALLAS, TX 75230

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CRD#: 2642304

Professional summary

Stephanie Ann Sammons, CFP®, who also goes by Stephanie A Sammons, is a registered financial advisor currently at SAMMONS WEALTH located in Dallas, Texas.

Stephanie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Stephanie has worked at 3 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 10 and Series 9 exams.

Biography

Retirement is arguably one of the greatest life transitions you will ever experience. This phase of life brings many questions when it comes to achieving your retirement goals and dreams. When can you retire? How much will you need? How long will it last? These are just a few of the important retirement questions to be answered.

Do you want to gain greater clarity on your vision for retirement and learn how to align your wealth with your vision? Learn more and schedule an introductory call at https://sammonswealth.com.

Question & Answer

What are your service offerings?

Life Transitions

Retirement Planning

Comprehensive Financial Planni...

Employee and Employer Plan Ben...

Investment Planning

Tax Planning

Do you have an area of expertise or specialization?

Corporate Executives

High Net Worth Client Needs

Investment Advice with Ongoing...

LGBT Couples and Families

Retirement Planning & Distribu...

Tax Planning

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

Stephanie A Sammons

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Since January of 2010, Stephanie Sammons is Owner and Founder of Wired Advisor, LLC d/b/a Sammons & Co, a digital business coaching firm that primarily works with financial advisory firms, and related financial services industry firms. This activity accounts for approximately 10% of her time.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephanie Ann Sammons's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2005

Experience

Current

March 22, 2017 - Present

SAMMONS WEALTH

Office #1: 12720 Hillcrest Road Suite 600, Dallas, TX 75230

RIA

CRD#: 286284

DALLAS, TX

Past

August 18, 2006 - June 3, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

DALLAS, TX

Past

August 18, 2006 - June 3, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

DALLAS, TX

Past

July 27, 2001 - September 5, 2006

UBS FINANCIAL SERVICES INC.

CRD#: 8174

DENVER, CO

Past

September 1, 1995 - September 5, 2006

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

DENVER, CO

Past

August 9, 1995 - August 2, 2001

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(3/22/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/1/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/30/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 2/23/2004

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 8/8/1995

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 9/20/2002

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 9/3/2002

General Securities Sales Supervisor - Options Module Examination

Current Firm

SAMMONS WEALTH

SAMMONS WEALTH | SAMMONS WEALTH MANAGEMENT LLC

CRD#: 286284 / SEC#:

Texas

Registered Investment Advisory firm - (3/22/2017 Approved)

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Contact information

Main Address

12720 Hillcrest Road Suite 600, Dallas, TX 75230

Mailing Address

11700 Preston Road Suite 660-200, Dallas, TX 75230

Phone number

(972) 440-1194

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	130
AUM (Assets Under Management)	$ 52,063,531

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Stephanie A. Sammons

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephanie Ann Sammons's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 9/1/1995

Series 63

Date: 8/30/1995

Series 3

Date: 2/23/2004

Series 7

Date: 8/8/1995

Series 10

Date: 9/20/2002

Series 9

Date: 9/3/2002

Current Firm

SAMMONS WEALTH

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SAMMONS WEALTH

TRUST BUT VERIFY

Contact information

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