Martin R. Mincer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Martin Robin Mincer was a registered financial professional .
Martin is a previously registered financial professional and started their career in finance in 1995. Martin had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 1997 - June 13, 1997
LLOYD WADE SECURITIES INC.
July 1, 1996 - December 12, 1996
H.J. MEYERS & CO., INC.
February 29, 1996 - July 1, 1996
PAULSON INVESTMENT COMPANY LLC
February 28, 1996 - July 1, 1996
PAULSON INVESTMENT COMPANY LLC
August 10, 1995 - February 29, 1996
INVESTORS ASSOCIATES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LLOYD WADE SECURITIES INC.
CRD#: 39653 / SEC#: , 8-48781
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 9 |
| Arbitration | 6 |
Red Flags
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