Thomas King
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas King was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1995. Thomas had worked at 4 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 14, 2011 - December 31, 2021
KING FINANCIAL GROUP, LLC
May 24, 2010 - May 26, 2011
CBIZ WEALTH MANAGEMENT, LLC
January 25, 2007 - May 26, 2011
CBIZ FINANCIAL SOLUTIONS, INC.
October 30, 1995 - May 17, 2007
KING FINANCIAL GROUP, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Current Firm
KING FINANCIAL GROUP, LLC
CRD#: 156322 / SEC#:
Contact information
Red Flags
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