Joseph L. Demarco
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Lawrence Demarco JR, who also goes by Joe Demarco, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1995. Joseph had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 11, 2006 - December 31, 2017
WORLD INVESTMENTS, LLC
July 30, 2003 - December 31, 2017
WORLD INVESTMENTS, LLC
December 21, 2001 - August 8, 2003
AMERICAN GENERAL SECURITIES INCORPORATED
April 20, 1998 - December 20, 2001
VESTAX SECURITIES CORPORATION
December 11, 1996 - May 1, 1998
INVESTMENT ADVISORS & CONSULTANTS, INC.
February 12, 1996 - December 17, 1996
STRATEGIC ASSETS INC.
August 10, 1995 - February 28, 1996
G - W BROKERAGE GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WORLD INVESTMENTS, LLC
CRD#: 20626 / SEC#: 801-56426, 8-38377
Contact information
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,697 |
| AUM (Assets Under Management) | $ 1,734,780,346 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
