Bryan L. Addington
Professional summary
Bryan Lee Addington was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Bryan is a previously registered financial professional and started their career in finance in 1995. Prior to being barred, Bryan had worked at 5 firms, which includes FIRST MIDWEST SECURITIES INC., STONEX SECURITIES INC., AMERICAN INVESTMENT SERVICES INC., A. G. EDWARDS & SONS INC., PFS INVESTMENTS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 27, 2007 - February 19, 2010
FIRST MIDWEST SECURITIES, INC.
May 15, 2002 - February 14, 2007
STONEX SECURITIES INC.
September 15, 2000 - May 15, 2002
AMERICAN INVESTMENT SERVICES, INC.
September 11, 1997 - February 23, 2000
A. G. EDWARDS & SONS, INC.
March 12, 1997 - September 24, 1997
PFS INVESTMENTS INC.
September 11, 1995 - December 31, 1996
PFS INVESTMENTS INC.
State Registrations and Notice Filings
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Exams
Current Firm
FIRST MIDWEST SECURITIES, INC.
CRD#: 21786 / SEC#: 801-67749, 8-38139
Contact information
Direct owners and executive officers
Disclosures
| Regulatory Event | 9 |
| Arbitration | 3 |
Red Flags
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